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RYDEX GUGGENHEIM
RYDEX GUGGENHEIM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 51 Institutional holders with a total value of $60,918,335.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 87,611 7,803,000 12.81%
2 JANE STREET GROUP, LLC 83,369 7,498,000 12.31%
3 MORGAN STANLEY 79,181 7,122,000 11.69%
4 AMERICAN INTERNATIONAL GROUP, INC. 57,809 5,199,582 8.54%
5 UBS Group AG 44,028 3,960,000 6.50%
6 WELLS FARGO & COMPANY/MN 41,610 3,742,000 6.14%
7 Legacy Private Trust Co. 30,506 2,744,000 4.50%
8 Transamerica Financial Advisors, LLC 26,687 2,401,000 3.94%
9 VOYA FINANCIAL ADVISORS, INC. 22,082 1,970,000 3.23%
10 RAYMOND JAMES & ASSOCIATES 20,137 1,811,000 2.97%
11 BANK OF STOCKTON 19,305 1,736,000 2.85%
12 AMERIPRISE FINANCIAL INC 19,054 1,714,000 2.81%
13 GOLDMAN SACHS GROUP INC 16,982 1,527,000 2.51%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,783 1,150,000 1.89%
15 BANK OF AMERICA CORP /DE/ 12,430 1,118,000 1.84%
16 B. Riley Wealth Advisors, Inc. 11,885 1,070,000 1.76%
17 VSR Financial Services, Inc. 11,129 1,001,000 1.64%
18 CITADEL ADVISORS LLC 7,560 679,000 1.11%
19 SG Americas Securities, LLC 7,085 637,000 1.05%
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 6,773 608,000 1.00%
21 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 5,435 489,000 0.80%
22 GREENLEAF TRUST 5,050 454,000 0.75%
23 CIBC WORLD MARKET INC. 4,784 430,000 0.71%
24 STIFEL FINANCIAL CORP 4,653 418,000 0.69%
25 Freedom Investment Management, Inc. 4,095 368,000 0.60%
26 Cambridge Investment Research Advisors, Inc. 3,897 350,000 0.57%
27 Commonwealth Equity Services, Inc 3,795 341,000 0.56%
28 Stanford Investment Group, Inc. 3,560 320,000 0.53%
29 BALASA DINVERNO & FOLTZ LLC 3,525 317,000 0.52%
30 Sigma Planning Corp 3,085 278,000 0.46%
31 Janney Montgomery Scott LLC 2,787 250,672 0.41%
32 Private Advisor Group, LLC 2,605 234,000 0.38%
33 First Allied Advisory Services, Inc. 2,508 226,000 0.37%
34 WEDBUSH SECURITIES INC 2,465 222,000 0.36%
35 ROYAL BANK OF CANADA 2,455 221,000 0.36%
36 Karp Capital Management Corp 1,725 155,000 0.25%
37 Simplicity Solutions, LLC 1,046 94,081 0.15%
38 MANAGED ACCOUNT ADVISORS LLC 616 55,000 0.09%
39 WFG Advisors, LP 565 51,000 0.08%
40 Vantage Investment Advisors, LLC 370 33,000 0.05%
41 BANK OF MONTREAL /CAN/ 290 26,000 0.04%
42 Cordasco Financial Network 250 22,000 0.04%
43 MSI Financial Services Inc 226 20,000 0.03%
44 CITIGROUP INC 196 18,000 0.03%
45 GUPTA WEALTH MANAGEMENT LLC 105 9,000 0.01%
46 Advisory Services Network, LLC 100 9,000 0.01%
47 NEXT Financial Group, Inc 100 8,000 0.01%
48 B. Riley Wealth Management, Inc. 57 5,000 0.01%
49 PNC FINANCIAL SERVICES GROUP, INC. 48 4,000 0.01%
50 Parallax Volatility Advisers, L.P. 1 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.