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RYDEX GUGGENHEIM
RYDEX GUGGENHEIM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 46 Institutional holders with a total value of $87,948,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 JANE STREET GROUP, LLC 187,147 14,753,000 16.77%
2 WELL DONE, LLC 156,976 12,374,000 14.07%
3 WELLS FARGO & COMPANY/MN 151,797 11,967,000 13.61%
4 LPL Financial LLC 99,254 7,714,000 8.77%
5 AMERIPRISE FINANCIAL INC 71,933 5,665,000 6.44%
6 UBS Group AG 64,324 5,071,000 5.77%
7 Raymond James Financial Services Advisors, Inc. 58,567 4,617,000 5.25%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 54,647 4,305,000 4.89%
9 MORGAN STANLEY 49,666 3,915,000 4.45%
10 BANK OF AMERICA CORP /DE/ 40,942 3,227,000 3.67%
11 BANK OF STOCKTON 21,485 1,694,000 1.93%
12 CITADEL ADVISORS LLC 20,308 1,600,000 1.82%
13 ROYAL BANK OF CANADA 14,276 1,125,000 1.28%
14 Cambridge Investment Research Advisors, Inc. 14,104 1,112,000 1.26%
15 Transamerica Financial Advisors, LLC 13,509 1,065,000 1.21%
16 First Allied Advisory Services, Inc. 12,841 1,013,000 1.15%
17 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 10,589 835,000 0.95%
18 FAS Wealth Partners, Inc. 7,592 598,000 0.68%
19 AMERICAN INTERNATIONAL GROUP, INC. 7,145 564,000 0.64%
20 RAYMOND JAMES & ASSOCIATES 5,771 455,000 0.52%
21 Commonwealth Equity Services, Inc 5,172 408,000 0.46%
22 GREENLEAF TRUST 5,050 398,000 0.45%
23 MSI Financial Services Inc 4,972 392,000 0.45%
24 Virtu KCG Holdings LLC 4,886 385,000 0.44%
25 Freedom Investment Management, Inc. 4,232 334,000 0.38%
26 Advisory Services Network, LLC 3,924 309,000 0.35%
27 Janney Montgomery Scott LLC 3,593 283,000 0.32%
28 BALASA DINVERNO & FOLTZ LLC 3,525 278,000 0.32%
29 Creative Planning 3,080 243,000 0.28%
30 BROWN ADVISORY INC 2,760 218,000 0.25%
31 WEDBUSH SECURITIES INC 2,594 204,000 0.23%
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,094 165,000 0.19%
33 ENVESTNET ASSET MANAGEMENT INC 2,008 158,000 0.18%
34 SG Americas Securities, LLC 1,945 153,000 0.17%
35 Stanford Investment Group, Inc. 1,780 140,000 0.16%
36 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,011 79,000 0.09%
37 Vantage Investment Advisors, LLC 520 41,000 0.05%
38 CITIGROUP INC 512 40,000 0.05%
39 Tower Research Capital LLC (TRC) 181 14,000 0.02%
40 IFP ADVISORS, INC 175 14,000 0.02%
41 WFG Advisors, LP 170 13,000 0.01%
42 NEXT Financial Group, Inc 100 7,000 0.01%
43 INR ADVISORY SERVICES LLC 41 3,000 0.00%
44 BlackRock Finance, Inc. 5 0 0.00%
45 Parallax Volatility Advisers, L.P. 1 0 0.00%
46 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 5 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.