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RYDEX GUGGENHEIM
RYDEX GUGGENHEIM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 51 Institutional holders with a total value of $60,918,335.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 5 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 PNC FINANCIAL SERVICES GROUP, INC. 48 4,000 0.01%
4 B. Riley Wealth Management, Inc. 57 5,000 0.01%
5 NEXT Financial Group, Inc 100 8,000 0.01%
6 GUPTA WEALTH MANAGEMENT LLC 105 9,000 0.01%
7 Advisory Services Network, LLC 100 9,000 0.01%
8 CITIGROUP INC 196 18,000 0.03%
9 MSI Financial Services Inc 226 20,000 0.03%
10 Cordasco Financial Network 250 22,000 0.04%
11 BANK OF MONTREAL /CAN/ 290 26,000 0.04%
12 Vantage Investment Advisors, LLC 370 33,000 0.05%
13 WFG Advisors, LP 565 51,000 0.08%
14 MANAGED ACCOUNT ADVISORS LLC 616 55,000 0.09%
15 Simplicity Solutions, LLC 1,046 94,081 0.15%
16 Karp Capital Management Corp 1,725 155,000 0.25%
17 ROYAL BANK OF CANADA 2,455 221,000 0.36%
18 WEDBUSH SECURITIES INC 2,465 222,000 0.36%
19 First Allied Advisory Services, Inc. 2,508 226,000 0.37%
20 Private Advisor Group, LLC 2,605 234,000 0.38%
21 Janney Montgomery Scott LLC 2,787 250,672 0.41%
22 Sigma Planning Corp 3,085 278,000 0.46%
23 BALASA DINVERNO & FOLTZ LLC 3,525 317,000 0.52%
24 Stanford Investment Group, Inc. 3,560 320,000 0.53%
25 Commonwealth Equity Services, Inc 3,795 341,000 0.56%
26 Cambridge Investment Research Advisors, Inc. 3,897 350,000 0.57%
27 Freedom Investment Management, Inc. 4,095 368,000 0.60%
28 STIFEL FINANCIAL CORP 4,653 418,000 0.69%
29 CIBC WORLD MARKET INC. 4,784 430,000 0.71%
30 GREENLEAF TRUST 5,050 454,000 0.75%
31 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 5,435 489,000 0.80%
32 SUSQUEHANNA INTERNATIONAL GROUP, LLP 6,773 608,000 1.00%
33 SG Americas Securities, LLC 7,085 637,000 1.05%
34 CITADEL ADVISORS LLC 7,560 679,000 1.11%
35 VSR Financial Services, Inc. 11,129 1,001,000 1.64%
36 B. Riley Wealth Advisors, Inc. 11,885 1,070,000 1.76%
37 BANK OF AMERICA CORP /DE/ 12,430 1,118,000 1.84%
38 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,783 1,150,000 1.89%
39 GOLDMAN SACHS GROUP INC 16,982 1,527,000 2.51%
40 AMERIPRISE FINANCIAL INC 19,054 1,714,000 2.81%
41 BANK OF STOCKTON 19,305 1,736,000 2.85%
42 RAYMOND JAMES & ASSOCIATES 20,137 1,811,000 2.97%
43 VOYA FINANCIAL ADVISORS, INC. 22,082 1,970,000 3.23%
44 Transamerica Financial Advisors, LLC 26,687 2,401,000 3.94%
45 Legacy Private Trust Co. 30,506 2,744,000 4.50%
46 WELLS FARGO & COMPANY/MN 41,610 3,742,000 6.14%
47 UBS Group AG 44,028 3,960,000 6.50%
48 AMERICAN INTERNATIONAL GROUP, INC. 57,809 5,199,582 8.54%
49 MORGAN STANLEY 79,181 7,122,000 11.69%
50 JANE STREET GROUP, LLC 83,369 7,498,000 12.31%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.