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RYDEX GUGGENHEIM
RYDEX GUGGENHEIM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 51 Institutional holders with a total value of $68,381,769.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 5 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 PNC FINANCIAL SERVICES GROUP, INC. 48 4,000 0.01%
4 GUPTA WEALTH MANAGEMENT LLC 105 8,000 0.01%
5 NEXT Financial Group, Inc 100 8,000 0.01%
6 CITIGROUP INC 236 19,000 0.03%
7 MANUFACTURERS LIFE INSURANCE COMPANY, THE 232 19,000 0.03%
8 Cordasco Financial Network 250 20,000 0.03%
9 MSI Financial Services Inc 361 29,000 0.04%
10 WFG Advisors, LP 401 32,000 0.05%
11 Vantage Investment Advisors, LLC 461 37,000 0.05%
12 Simplicity Solutions, LLC 914 73,769 0.11%
13 SG Americas Securities, LLC 1,945 157,000 0.23%
14 Karp Capital Management Corp 1,975 159,000 0.23%
15 QS Investors, LLC 1,978 160,000 0.23%
16 ENVESTNET ASSET MANAGEMENT INC 1,979 160,000 0.23%
17 WEDBUSH SECURITIES INC 2,514 203,000 0.30%
18 BROWN ADVISORY INC 2,760 223,000 0.33%
19 Janney Montgomery Scott LLC 3,052 246,000 0.36%
20 Creative Planning 3,058 247,000 0.36%
21 BALASA DINVERNO & FOLTZ LLC 3,525 285,000 0.42%
22 Stanford Investment Group, Inc. 3,560 287,000 0.42%
23 Advisory Services Network, LLC 4,000 323,000 0.47%
24 JANE STREET GROUP, LLC 4,480 362,000 0.53%
25 CIBC WORLD MARKET INC. 4,684 378,000 0.55%
26 Commonwealth Equity Services, Inc 4,956 400,000 0.58%
27 GREENLEAF TRUST 5,050 408,000 0.60%
28 Virtu KCG Holdings LLC 5,345 431,000 0.63%
29 Freedom Investment Management, Inc. 15,711 472,000 0.69%
30 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 6,364 514,000 0.75%
31 VOYA FINANCIAL ADVISORS, INC. 6,511 516,000 0.75%
32 SUSQUEHANNA INTERNATIONAL GROUP, LLP 6,436 519,000 0.76%
33 BANK OF MONTREAL /CAN/ 8,890 718,000 1.05%
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,914 719,000 1.05%
35 ROYAL BANK OF CANADA 10,470 845,000 1.24%
36 B. Riley Wealth Advisors, Inc. 11,341 916,000 1.34%
37 Cambridge Investment Research Advisors, Inc. 11,445 924,000 1.35%
38 First Allied Advisory Services, Inc. 13,509 1,086,000 1.59%
39 GOLDMAN SACHS GROUP INC 16,892 1,363,000 1.99%
40 CITADEL ADVISORS LLC 18,272 1,475,000 2.16%
41 VSR Financial Services, Inc. 18,334 1,480,000 2.16%
42 BANK OF STOCKTON 20,880 1,685,000 2.46%
43 RAYMOND JAMES & ASSOCIATES 21,966 1,773,000 2.59%
44 AMERIPRISE FINANCIAL INC 25,398 2,050,000 3.00%
45 Transamerica Financial Advisors, LLC 26,976 2,178,000 3.19%
46 AMERICAN INTERNATIONAL GROUP, INC. 69,088 5,576,000 8.15%
47 BANK OF AMERICA CORP /DE/ 70,823 5,716,000 8.36%
48 WELLS FARGO & COMPANY/MN 79,402 6,408,000 9.37%
49 MORGAN STANLEY 89,638 7,235,000 10.58%
50 LPL Financial LLC 101,066 8,486,000 12.41%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.