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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 92 Institutional holders with a total value of $413,993,326.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Alexandria Capital, LLC 4 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 Transamerica Financial Advisors, LLC 11 2,000 0.00%
4 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 12 2,000 0.00%
5 WESPAC ADVISORS SOCAL, LLC 20 2,110 0.00%
6 Winslow, Evans & Crocker, Inc. 22 2,216 0.00%
7 BRONFMAN E.L. ROTHSCHILD, L.P. 28 3,000 0.00%
8 Ironwood Financial, llc 40 4,000 0.00%
9 Tortoise Investment Management, LLC 52 5,000 0.00%
10 Winch Advisory Services, LLC 44 5,000 0.00%
11 MANUFACTURERS LIFE INSURANCE COMPANY, THE 83 9,000 0.00%
12 NEXT Financial Group, Inc 105 11,000 0.00%
13 FineMark National Bank & Trust 125 13,000 0.00%
14 PNC FINANCIAL SERVICES GROUP, INC. 137 14,000 0.00%
15 Apriem Advisors 200 21,000 0.01%
16 D.A. DAVIDSON & CO. 250 26,000 0.01%
17 Glassman Wealth Services 255 27,000 0.01%
18 WESTPORT RESOURCES MANAGEMENT INC 277 29,000 0.01%
19 Johnson Financial Group, Inc. 301 32,000 0.01%
20 Mariner, LLC 335 35,000 0.01%
21 GUIDANT WEALTH ADVISORS 340 36,000 0.01%
22 Advisory Services Network, LLC 347 37,000 0.01%
23 KRILOGY FINANCIAL LLC 459 48,000 0.01%
24 Creative Planning 590 62,000 0.01%
25 IFP ADVISORS, INC 590 62,000 0.01%
26 PEDDOCK CAPITAL ADVISORS, LLC 630 66,000 0.02%
27 MSI Financial Services Inc 651 69,000 0.02%
28 Ruggie Capital Group 939 99,000 0.02%
29 Advisory Alpha, LLC 965 102,000 0.02%
30 BANK OF MONTREAL /CAN/ 1,098 116,000 0.03%
31 BROWN BROTHERS HARRIMAN & CO 1,454 153,000 0.04%
32 GLENMEDE TRUST CO NA 1,700 179,000 0.04%
33 Strategic Advisors LLC 1,935 204,000 0.05%
34 BECK CAPITAL MANAGEMENT, LLC 2,090 221,000 0.05%
35 CITIGROUP INC 2,200 232,000 0.06%
36 Liberty Capital Management, Inc. 2,545 267,000 0.06%
37 BAIRD FINANCIAL GROUP, INC. 2,560 270,000 0.07%
38 First Allied Advisory Services, Inc. 3,045 321,000 0.08%
39 STEPHENS INC /AR/ 3,065 323,000 0.08%
40 ENVESTNET ASSET MANAGEMENT INC 3,357 354,000 0.09%
41 Private Advisor Group, LLC 3,411 359,000 0.09%
42 Koshinski Asset Management, Inc. 3,410 360,000 0.09%
43 LifePlan Financial Group, Inc 3,435 362,000 0.09%
44 Homrich & Berg 3,836 405,000 0.10%
45 TOCQUEVILLE ASSET MANAGEMENT L.P. 4,000 422,000 0.10%
46 OLD NATIONAL BANCORP /IN/ 4,109 434,000 0.10%
47 STIFEL FINANCIAL CORP 4,345 458,000 0.11%
48 Brown Advisory Securities, LLC 4,610 486,000 0.12%
49 VALLEY NATIONAL ADVISERS INC 4,784 505,000 0.12%
50 CAHILL FINANCIAL ADVISORS INC 4,832 510,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.