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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 21 Institutional holders with a total value of $95,394,700.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 588,725 48,388,000 50.72%
2 BB&T SECURITIES, LLC 15,046 12,366,000 12.96%
3 BANK OF AMERICA CORP /DE/ 142,446 11,708,000 12.27%
4 ROYAL BANK OF CANADA 71,880 5,908,000 6.19%
5 MORGAN STANLEY 46,445 3,818,000 4.00%
6 RAYMOND JAMES & ASSOCIATES 42,675 3,508,000 3.68%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 37,029 3,044,000 3.19%
8 WELLS FARGO & COMPANY/MN 33,317 2,738,000 2.87%
9 Cetera Advisors LLC 11,055 901,000 0.94%
10 Placemark Investments, Inc. 10,105 832,000 0.87%
11 UBS AG 5,592 460,000 0.48%
12 B. Riley Wealth Advisors, Inc. 5,590 459,000 0.48%
13 Apriem Advisors 4,873 400,000 0.42%
14 STIFEL FINANCIAL CORP 4,472 368,000 0.39%
15 ENVESTNET ASSET MANAGEMENT INC 1,470 121,000 0.13%
16 WFG Advisors, LP 1,293 106,000 0.11%
17 AMERICAN INTERNATIONAL GROUP, INC. 921 75,700 0.08%
18 AMERIPRISE FINANCIAL INC 762 63,000 0.07%
19 MSI Financial Services Inc 745 61,000 0.06%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 646 52,000 0.05%
21 Orion Porfolio Solutions, LLC 225 18,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.