Dark
Light
System
Security
RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 60 Institutional holders with a total value of $137,011,664.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 347,978 22,275,000 16.26%
2 BANK OF AMERICA CORP /DE/ 228,925 14,654,000 10.70%
3 Strategic Point Investment Advisors, LLC 203,073 12,999,000 9.49%
4 MORGAN STANLEY 197,322 12,631,000 9.22%
5 UBS Group AG 165,594 10,600,000 7.74%
6 WELLS FARGO & COMPANY/MN 148,323 9,495,000 6.93%
7 Commonwealth Equity Services, Inc 142,861 9,145,000 6.67%
8 RAYMOND JAMES & ASSOCIATES 93,718 5,999,000 4.38%
9 AVALON CAPITAL MANAGEMENT 64,919 4,156,000 3.03%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 58,780 3,763,000 2.75%
11 TILLER PRIVATE WEALTH, INC. 46,197 2,957,000 2.16%
12 UNITED CAPITAL FINANCIAL ADVISORS, LLC 41,900 2,682,000 1.96%
13 ACCESS FINANCIAL SERVICES, INC. 41,280 2,642,000 1.93%
14 JANE STREET GROUP, LLC 30,866 1,976,000 1.44%
15 CITADEL ADVISORS LLC 28,547 1,827,000 1.33%
16 SUNTRUST BANKS INC 24,401 1,561,000 1.14%
17 HighTower Advisors, LLC 20,946 1,343,000 0.98%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 17,493 1,119,000 0.82%
19 Courage Miller Partners, LLC 17,148 1,098,000 0.80%
20 Oxbow Advisors, LLC 16,975 1,087,000 0.79%
21 ROYAL BANK OF CANADA 15,288 978,000 0.71%
22 Garrison Asset Management, LLC 14,781 946,000 0.69%
23 Friedenthal Financial 14,099 903,000 0.66%
24 Concert Wealth Management Inc. 13,733 874,000 0.64%
25 SignalPoint Asset Management, LLC 13,073 837,000 0.61%
26 LPL Financial LLC 11,264 730,000 0.53%
27 FDx Advisors, Inc. 11,295 723,000 0.53%
28 Raymond James Financial Services Advisors, Inc. 8,927 571,000 0.42%
29 SG Americas Securities, LLC 8,720 558,000 0.41%
30 FIRST CAPITAL ADVISORS GROUP, LLC. 8,146 521,000 0.38%
31 AMERIPRISE FINANCIAL INC 8,094 518,000 0.38%
32 Freedom Investment Management, Inc. 7,949 509,000 0.37%
33 JT STRATFORD LLC 7,397 473,000 0.35%
34 Eagle Capital Management, LLC 5,868 376,000 0.27%
35 MSI Financial Services Inc 5,522 354,000 0.26%
36 Orion Porfolio Solutions, LLC 5,331 341,000 0.25%
37 ADVISOR GROUP, INC. 5,063 324,000 0.24%
38 Gradient Investments LLC 4,978 319,000 0.23%
39 INVESTMENT CENTERS OF AMERICA INC 4,585 294,000 0.21%
40 D'Orazio & Associates, Inc. 4,138 265,000 0.19%
41 First Allied Advisory Services, Inc. 4,046 259,000 0.19%
42 Concorde Asset Management, LLC 3,474 223,000 0.16%
43 EDGE ADVISORS, LLC 3,443 220,000 0.16%
44 Cambridge Investment Research Advisors, Inc. 3,172 203,000 0.15%
45 DAVENPORT & Co LLC 3,168 202,000 0.15%
46 Liberty Capital Management, Inc. 1,695 108,000 0.08%
47 Tradewinds Capital Management, LLC 1,670 107,000 0.08%
48 SEI INVESTMENTS CO 1,217 78,000 0.06%
49 Apriem Advisors 1,000 64,000 0.05%
50 Creative Planning 591 38,000 0.03%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.