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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 41 Institutional holders with a total value of $66,337,226.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ORGEL WEALTH MANAGEMENT, LLC 736,748 34,696,000 52.30%
2 BANK OF AMERICA CORP /DE/ 142,386 6,705,000 10.11%
3 UBS Group AG 100,716 4,743,000 7.15%
4 MORGAN STANLEY 52,727 2,483,000 3.74%
5 CITADEL ADVISORS LLC 48,009 2,261,000 3.41%
6 RAYMOND JAMES & ASSOCIATES 42,437 1,999,000 3.01%
7 TILLER PRIVATE WEALTH, INC. 35,593 1,676,000 2.53%
8 AVALON CAPITAL MANAGEMENT 29,398 1,384,000 2.09%
9 LPL Financial LLC 23,105 1,101,000 1.66%
10 Apriem Advisors 21,405 1,008,000 1.52%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 20,952 987,000 1.49%
12 Oxbow Advisors, LLC 20,250 954,000 1.44%
13 Virtu KCG Holdings LLC 15,871 747,000 1.13%
14 Courage Miller Partners, LLC 15,521 731,000 1.10%
15 Garrison Asset Management, LLC 13,751 648,000 0.98%
16 GW HENSSLER & ASSOCIATES LTD 13,269 625,000 0.94%
17 HighTower Advisors, LLC 11,822 553,000 0.83%
18 JANE STREET GROUP, LLC 9,880 465,000 0.70%
19 B. Riley Wealth Advisors, Inc. 9,787 461,000 0.69%
20 Concert Wealth Management Inc. 6,221 293,000 0.44%
21 Rehmann Capital Advisory Group 6,022 284,000 0.43%
22 ROYAL BANK OF CANADA 4,754 224,000 0.34%
23 INVESTMENT CENTERS OF AMERICA INC 4,585 217,000 0.33%
24 Simplicity Solutions, LLC 4,167 196,226 0.30%
25 WELLS FARGO & COMPANY/MN 3,884 183,000 0.28%
26 MSI Financial Services Inc 3,603 170,000 0.26%
27 D'Orazio & Associates, Inc. 2,914 137,000 0.21%
28 Advisory Services Network, LLC 2,556 120,000 0.18%
29 Gradient Investments LLC 2,058 97,000 0.15%
30 AMERICAN INTERNATIONAL GROUP, INC. 1,121 53,000 0.08%
31 Orion Porfolio Solutions, LLC 985 46,000 0.07%
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 698 37,000 0.06%
33 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 300 14,000 0.02%
34 Hanson & Doremus Investment Management 206 10,000 0.02%
35 BENJAMIN F. EDWARDS & COMPANY, INC. 175 8,000 0.01%
36 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 140 7,000 0.01%
37 Tradewinds Capital Management, LLC 123 6,000 0.01%
38 KALOS MANAGEMENT, INC. 4,709 5,000 0.01% PRN
39 WFG Advisors, LP 52 2,000 0.00%
40 Creative Planning 15 1,000 0.00%
41 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.