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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 36 Institutional holders with a total value of $277,020,594.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 995,403 92,184,000 33.28%
2 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 842,158 77,992,000 28.15%
3 BB&T SECURITIES, LLC 36,124 33,454,000 12.08%
4 BANK OF AMERICA CORP /DE/ 178,678 16,547,000 5.97%
5 JANE STREET GROUP, LLC 84,847 7,858,000 2.84%
6 STRINGER ASSET MANAGEMENT, LLC 76,817 7,114,000 2.57%
7 ROYAL BANK OF CANADA 72,328 6,698,000 2.42%
8 MORGAN STANLEY 68,150 6,311,000 2.28%
9 RAYMOND JAMES & ASSOCIATES 66,413 6,151,000 2.22%
10 J.P. Morgan Private Wealth Advisors LLC 36,160 3,349,000 1.21%
11 WELLS FARGO & COMPANY/MN 36,087 3,342,000 1.21%
12 Country Club Trust Company, n.a. 31,630 2,929,000 1.06%
13 ProVise Management Group, LLC 22,691 2,101,000 0.76%
14 CITIGROUP INC 20,805 1,927,000 0.70%
15 Virtu KCG Holdings LLC 19,191 1,777,000 0.64%
16 Placemark Investments, Inc. 18,804 1,742,000 0.63%
17 Cetera Advisors LLC 10,955 1,014,000 0.37%
18 UBS AG 8,355 774,000 0.28%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 5,907 547,000 0.20%
20 B. Riley Wealth Advisors, Inc. 11,120 512,680 0.19%
21 ENVESTNET ASSET MANAGEMENT INC 5,227 484,000 0.17%
22 Apriem Advisors 4,735 439,000 0.16%
23 STIFEL FINANCIAL CORP 3,627 336,000 0.12%
24 AMERICAN INTERNATIONAL GROUP, INC. 3,584 331,914 0.12%
25 First Allied Advisory Services, Inc. 2,857 265,000 0.10%
26 LPL Financial LLC 2,764 256,000 0.09%
27 Financial Architects, Inc 1,350 125,000 0.05%
28 WFG Advisors, LP 1,297 120,000 0.04%
29 MSI Financial Services Inc 850 79,000 0.03%
30 AMERIPRISE FINANCIAL INC 762 71,000 0.03%
31 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 750 69,000 0.02%
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 647 57,000 0.02%
33 Waverly Advisors, LLC 233 22,000 0.01%
34 Orion Porfolio Solutions, LLC 225 21,000 0.01%
35 Hudock, Inc. 124 11,000 0.00%
36 Creative Planning 107 10,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.