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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 36 Institutional holders with a total value of $17,593,194.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RAYMOND JAMES & ASSOCIATES 30,608 2,018,000 11.47%
2 Apriem Advisors 25,579 1,686,000 9.58%
3 JANE STREET GROUP, LLC 25,005 1,649,000 9.37%
4 LPL Financial LLC 23,528 1,558,000 8.86%
5 Oxbow Advisors, LLC 20,550 1,355,000 7.70%
6 MORGAN STANLEY 16,473 1,087,000 6.18%
7 Bison Wealth, LLC 15,339 1,011,000 5.75%
8 SG Americas Securities, LLC 14,547 959,000 5.45%
9 GW HENSSLER & ASSOCIATES LTD 13,469 888,000 5.05%
10 B. Riley Wealth Advisors, Inc. 12,104 798,000 4.54%
11 Courage Miller Partners, LLC 8,768 578,000 3.29%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 8,551 563,000 3.20%
13 UBS Group AG 7,797 514,000 2.92%
14 HighTower Advisors, LLC 7,363 485,000 2.76%
15 WELLS FARGO & COMPANY/MN 6,429 424,000 2.41%
16 BANK OF AMERICA CORP /DE/ 5,712 377,000 2.14%
17 Rehmann Capital Advisory Group 4,407 291,000 1.65%
18 AMERIPRISE FINANCIAL INC 4,233 279,000 1.59%
19 Concorde Asset Management, LLC 4,210 277,000 1.57%
20 Private Advisor Group, LLC 3,045 201,000 1.14%
21 ROYAL BANK OF CANADA 2,578 170,000 0.97%
22 MSI Financial Services Inc 1,425 94,000 0.53%
23 AMERICAN INTERNATIONAL GROUP, INC. 1,004 66,194 0.38%
24 BENJAMIN F. EDWARDS & COMPANY, INC. 787 52,000 0.30%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 657 45,000 0.26%
26 Financial Architects, Inc 651 43,000 0.24%
27 Orion Porfolio Solutions, LLC 523 34,000 0.19%
28 Tradewinds Capital Management, LLC 368 24,000 0.14%
29 FIFTH THIRD BANCORP 325 21,000 0.12%
30 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 250 16,000 0.09%
31 Hanson & Doremus Investment Management 202 13,000 0.07%
32 Creative Planning 122 8,000 0.05%
33 Peachtree Investment Advisors, Inc. 70 5,000 0.03%
34 WFG Advisors, LP 51 3,000 0.02%
35 Tower Research Capital LLC (TRC) 9 1,000 0.01%
36 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.