Dark
Light
System
Security
RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 36 Institutional holders with a total value of $29,108,418.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VALLEY WEALTH MANAGERS, INC. 43,260 2,926,000 10.05%
2 BANK OF AMERICA CORP /DE/ 37,691 2,549,000 8.76%
3 WELLS FARGO & COMPANY/MN 36,649 2,479,000 8.52%
4 JANE STREET GROUP, LLC 34,590 2,339,000 8.04%
5 MORGAN STANLEY 31,556 2,134,000 7.33%
6 RAYMOND JAMES & ASSOCIATES 29,749 2,012,000 6.91%
7 GLENMEDE TRUST CO NA 27,204 1,838,000 6.31%
8 Creative Planning 20,107 1,360,000 4.67%
9 Apriem Advisors 19,757 1,336,000 4.59%
10 SG Americas Securities, LLC 19,547 1,322,000 4.54%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 19,453 1,316,000 4.52%
12 GW HENSSLER & ASSOCIATES LTD 18,535 1,254,000 4.31%
13 Virtu KCG Holdings LLC 18,180 1,230,000 4.23%
14 LPL Financial LLC 15,300 1,035,000 3.56%
15 B. Riley Wealth Advisors, Inc. 8,841 598,000 2.05%
16 UBS Group AG 8,345 564,000 1.94%
17 LVW Advisors, LLC 7,949 538,000 1.85%
18 HighTower Advisors, LLC 5,799 392,000 1.35%
19 Courage Miller Partners, LLC 5,131 347,000 1.19%
20 AMERIPRISE FINANCIAL INC 5,056 342,000 1.17%
21 EP Wealth Advisors, LLC 3,690 250,000 0.86%
22 SUNTRUST BANKS INC 3,220 217,000 0.75%
23 ROYAL BANK OF CANADA 2,241 151,000 0.52%
24 NATIONAL PLANNING CORP 1,800 113,040 0.39%
25 MSI Financial Services Inc 1,090 74,000 0.25%
26 BENJAMIN F. EDWARDS & COMPANY, INC. 1,025 69,000 0.24%
27 WFG Advisors, LP 856 58,000 0.20%
28 Stratos Wealth Partners, LTD. 816 55,186 0.19%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 653 46,000 0.16%
30 Financial Architects, Inc 651 44,000 0.15%
31 AMERICAN INTERNATIONAL GROUP, INC. 476 32,192 0.11%
32 Orion Porfolio Solutions, LLC 446 30,000 0.10%
33 Waverly Advisors, LLC 413 28,000 0.10%
34 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 250 16,000 0.05%
35 Hanson & Doremus Investment Management 201 14,000 0.05%
36 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.