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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 40 Institutional holders with a total value of $74,873,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ORGEL WEALTH MANAGEMENT, LLC 809,129 39,162,000 52.30%
2 BANK OF AMERICA CORP /DE/ 148,481 7,186,000 9.60%
3 Commonwealth Equity Services, Inc 144,454 6,992,000 9.34%
4 UBS Group AG 94,979 4,597,000 6.14%
5 MORGAN STANLEY 69,366 3,357,000 4.48%
6 TILLER PRIVATE WEALTH, INC. 46,164 2,234,000 2.98%
7 LPL Financial LLC 28,239 1,317,000 1.76%
8 JANE STREET GROUP, LLC 23,904 1,157,000 1.55%
9 HighTower Advisors, LLC 21,263 1,027,000 1.37%
10 Oxbow Advisors, LLC 19,150 927,000 1.24%
11 Courage Miller Partners, LLC 17,270 836,000 1.12%
12 RAYMOND JAMES & ASSOCIATES 15,119 732,000 0.98%
13 Garrison Asset Management, LLC 13,821 669,000 0.89%
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,730 616,000 0.82%
15 NATIONAL PLANNING CORP 11,184 591,000 0.79%
16 Rehmann Capital Advisory Group 7,187 348,000 0.46%
17 TRUIST FINANCIAL CORP 7,000 339,000 0.45%
18 Sigma Planning Corp 6,695 324,000 0.43%
19 Concert Wealth Management Inc. 6,225 300,000 0.40%
20 WELLS FARGO & COMPANY/MN 5,583 270,000 0.36%
21 Gradient Investments LLC 5,514 267,000 0.36%
22 INVESTMENT CENTERS OF AMERICA INC 4,585 222,000 0.30%
23 Raymond James Financial Services Advisors, Inc. 4,452 215,000 0.29%
24 MSI Financial Services Inc 4,220 204,000 0.27%
25 Concorde Asset Management, LLC 4,169 202,000 0.27%
26 D'Orazio & Associates, Inc. 3,510 169,000 0.23%
27 Advisory Services Network, LLC 2,573 125,000 0.17%
28 AMERICAN INTERNATIONAL GROUP, INC. 2,271 110,000 0.15%
29 ROYAL BANK OF CANADA 2,052 99,000 0.13%
30 Tradewinds Capital Management, LLC 1,724 83,000 0.11%
31 Orion Porfolio Solutions, LLC 1,251 61,000 0.08%
32 Apriem Advisors 1,000 48,000 0.06%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 702 29,000 0.04%
34 Financial Architects, Inc 406 20,000 0.03%
35 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 300 15,000 0.02% PRN
36 Hanson & Doremus Investment Management 207 10,000 0.01%
37 BENJAMIN F. EDWARDS & COMPANY, INC. 175 8,000 0.01%
38 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 75 4,000 0.01%
39 Creative Planning 15 1,000 0.00%
40 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.