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SIERRA BANCORP
SIERRA BANCORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 81 Institutional holders with a total value of $189,785,033.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ENVESTNET ASSET MANAGEMENT INC 1 0 0.00%
2 BARCLAYS PLC 57 1,000 0.00%
3 Creative Planning 100 3,000 0.00%
4 North Star Investment Management Corp. 140 4,000 0.00%
5 QUADRANT CAPITAL GROUP LLC 283 7,000 0.00%
6 EARNEST PARTNERS LLC 600 16,000 0.01%
7 BNP PARIBAS FINANCIAL MARKETS 791 21,033 0.01%
8 ROYAL BANK OF CANADA 895 24,000 0.01%
9 WHITTIER TRUST CO 1,159 31,000 0.02%
10 ADVISOR GROUP, INC. 1,800 48,000 0.03%
11 IFP ADVISORS, INC 2,604 69,000 0.04%
12 FIRST QUADRANT LLC/CA 3,100 82,000 0.04%
13 ACROSPIRE INVESTMENT MANAGEMENT LLC 3,315 88,000 0.05%
14 Legal & General Group Plc 3,704 98,000 0.05%
15 BlackRock Finance, Inc. 3,689 98,000 0.05%
16 UBS Group AG 3,870 103,000 0.05%
17 PRELUDE CAPITAL MANAGEMENT, LLC 4,500 120,000 0.06%
18 GENOVESE BURFORD & BROTHERS WEALTH & RETIREMENT PLAN MANAGEMENT, LLC 4,547 121,000 0.06%
19 Brandywine Global Investment Management, LLC 4,927 132,000 0.07%
20 FEDERATED HERMES, INC. 5,059 135,000 0.07%
21 SMITH ASSET MANAGEMENT GROUP LP 5,300 141,000 0.07%
22 QS Investors, LLC 5,552 148,000 0.08%
23 AMERICAN INTERNATIONAL GROUP, INC. 6,696 178,000 0.09%
24 BLACKROCK ADVISORS LLC 7,325 195,000 0.10%
25 RUSSELL INVESTMENTS GROUP, LTD. 8,150 213,000 0.11%
26 WELLS FARGO & COMPANY/MN 8,125 216,000 0.11%
27 INVESTMENT CENTERS OF AMERICA INC 8,497 227,000 0.12%
28 METROPOLITAN LIFE INSURANCE CO/NY 8,712 232,000 0.12%
29 PACIFIC WEALTH STRATEGIES GROUP, INC. 8,781 233,000 0.12%
30 TFS CAPITAL LLC 9,229 245,000 0.13%
31 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 10,639 283,000 0.15%
32 NEW YORK STATE COMMON RETIREMENT FUND 10,800 287,000 0.15%
33 BlackRock Group LTD 13,119 349,000 0.18%
34 Invesco Ltd. 14,145 376,000 0.20%
35 RHUMBLINE ADVISERS 14,372 382,000 0.20%
36 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 15,900 423,000 0.22%
37 WEDGE CAPITAL MANAGEMENT L L P/NC 16,100 428,000 0.23%
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 17,179 457,000 0.24%
39 CITIGROUP INC 17,934 477,000 0.25%
40 DEUTSCHE BANK AG\ 19,317 512,000 0.27%
41 TEACHERS ADVISORS, LLC 19,424 516,000 0.27%
42 BESSEMER GROUP INC 21,600 574,000 0.30%
43 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 23,972 637,000 0.34%
44 STRS OHIO 27,000 717,000 0.38%
45 DUPONT CAPITAL MANAGEMENT CORP 32,854 874,000 0.46%
46 FIRST TRUST ADVISORS LP 35,327 939,000 0.49%
47 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 35,800 951,000 0.50%
48 LADENBURG THALMANN FINANCIAL SERVICES INC. 37,679 1,002,000 0.53%
49 TIAA CREF INVESTMENT MANAGEMENT LLC 48,136 1,280,000 0.67%
50 BlackRock Investment Management, LLC 48,852 1,299,000 0.68%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.