Dark
Light
System
Security
SIERRA BANCORP
SIERRA BANCORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 81 Institutional holders with a total value of $189,785,033.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 10,639 283,000 0.15%
52 TFS CAPITAL LLC 9,229 245,000 0.13%
53 PACIFIC WEALTH STRATEGIES GROUP, INC. 8,781 233,000 0.12%
54 METROPOLITAN LIFE INSURANCE CO/NY 8,712 232,000 0.12%
55 INVESTMENT CENTERS OF AMERICA INC 8,497 227,000 0.12%
56 WELLS FARGO & COMPANY/MN 8,125 216,000 0.11%
57 RUSSELL INVESTMENTS GROUP, LTD. 8,150 213,000 0.11%
58 BLACKROCK ADVISORS LLC 7,325 195,000 0.10%
59 AMERICAN INTERNATIONAL GROUP, INC. 6,696 178,000 0.09%
60 QS Investors, LLC 5,552 148,000 0.08%
61 SMITH ASSET MANAGEMENT GROUP LP 5,300 141,000 0.07%
62 FEDERATED HERMES, INC. 5,059 135,000 0.07%
63 Brandywine Global Investment Management, LLC 4,927 132,000 0.07%
64 GENOVESE BURFORD & BROTHERS WEALTH & RETIREMENT PLAN MANAGEMENT, LLC 4,547 121,000 0.06%
65 PRELUDE CAPITAL MANAGEMENT, LLC 4,500 120,000 0.06%
66 UBS Group AG 3,870 103,000 0.05%
67 Legal & General Group Plc 3,704 98,000 0.05%
68 BlackRock Finance, Inc. 3,689 98,000 0.05%
69 ACROSPIRE INVESTMENT MANAGEMENT LLC 3,315 88,000 0.05%
70 FIRST QUADRANT LLC/CA 3,100 82,000 0.04%
71 IFP ADVISORS, INC 2,604 69,000 0.04%
72 ADVISOR GROUP, INC. 1,800 48,000 0.03%
73 WHITTIER TRUST CO 1,159 31,000 0.02%
74 ROYAL BANK OF CANADA 895 24,000 0.01%
75 BNP PARIBAS FINANCIAL MARKETS 791 21,033 0.01%
76 EARNEST PARTNERS LLC 600 16,000 0.01%
77 QUADRANT CAPITAL GROUP LLC 283 7,000 0.00%
78 North Star Investment Management Corp. 140 4,000 0.00%
79 Creative Planning 100 3,000 0.00%
80 BARCLAYS PLC 57 1,000 0.00%
81 ENVESTNET ASSET MANAGEMENT INC 1 0 0.00%
Page 2 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.