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SPDR SERIES TRUST BARCLAYS CAP INVESTMENT
SPDR SERIES TRUST BARCLAYS CAP INVESTMENT. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 25 Institutional holders with a total value of $106,177,109.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RAYMOND JAMES & ASSOCIATES 1,388,911 42,529,000 40.05%
2 AGF INVESTMENTS INC. 634,800 19,420,000 18.29%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 296,356 9,066,000 8.54%
4 BANK OF AMERICA CORP /DE/ 283,838 8,691,000 8.19%
5 ROYAL BANK OF CANADA 153,610 4,703,000 4.43%
6 MORGAN STANLEY 116,385 3,564,000 3.36%
7 New England Private Wealth Advisors LLC 106,105 3,249,000 3.06%
8 AMERICAN INTERNATIONAL GROUP, INC. 100,885 3,089,109 2.91%
9 VALLEY NATIONAL BANCORP 53,980 1,653,000 1.56%
10 LPL Financial LLC 53,186 1,629,000 1.53%
11 Coastline Trust Co 41,250 1,263,000 1.19%
12 UBS AG 40,538 1,241,000 1.17%
13 COURIER CAPITAL LLC 28,820 882,000 0.83%
14 STATE STREET CORP 27,147 830,000 0.78%
15 Strategic Capital Group LLC 26,857 822,000 0.77%
16 AMERIPRISE FINANCIAL INC 23,030 705,000 0.66%
17 AXA S.A. 15,690 480,000 0.45%
18 KMS FINANCIAL SERVICES, INC 15,246 467,000 0.44%
19 HL FINANCIAL SERVICES LLC 14,406 441,000 0.42%
20 Freedom Investment Management, Inc. 14,096 432,000 0.41%
21 JANE STREET GROUP, LLC 12,781 391,000 0.37%
22 WESTPORT RESOURCES MANAGEMENT INC 9,250 283,000 0.27%
23 MSI Financial Services Inc 6,535 200,000 0.19%
24 US BANCORP \DE\ 2,505 77,000 0.07%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,300 70,000 0.07%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.