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SPDR SERIES TRUST BARCLAYS CAP INVESTMENT
SPDR SERIES TRUST BARCLAYS CAP INVESTMENT. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 41 Institutional holders with a total value of $109,740,887.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RAYMOND JAMES & ASSOCIATES 2,179,392 66,303,000 60.42%
2 BANK OF AMERICA CORP /DE/ 257,165 7,823,000 7.13%
3 MORGAN STANLEY 171,682 5,223,000 4.76%
4 Freedom Investment Management, Inc. 100,088 3,045,000 2.77%
5 AVITY INVESTMENT MANAGEMENT INC. 82,745 2,517,000 2.29% SH
6 ROYAL BANK OF CANADA 74,919 2,279,000 2.08%
7 Raymond James Financial Services Advisors, Inc. 69,965 2,129,000 1.94%
8 AMERIPRISE FINANCIAL INC 67,321 2,048,000 1.87%
9 UBS Group AG 65,640 1,997,000 1.82%
10 ENVESTNET ASSET MANAGEMENT INC 64,785 1,971,000 1.80%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 55,262 1,681,000 1.53%
12 BANK OF THE WEST 52,701 1,603,000 1.46%
13 Advisors Preferred, LLC 42,200 1,284,000 1.17%
14 CREDIT SUISSE AG/ 35,045 1,066,000 0.97%
15 New England Private Wealth Advisors LLC 33,299 1,013,000 0.92%
16 Argentus Capital Management, LLC 33,234 1,011,000 0.92%
17 LPL Financial LLC 31,656 964,000 0.88%
18 Transamerica Financial Advisors, LLC 28,744 875,000 0.80%
19 HL FINANCIAL SERVICES LLC 22,025 670,000 0.61%
20 COURIER CAPITAL LLC 18,940 576,000 0.52%
21 CABOT WEALTH MANAGEMENT INC 15,250 464,000 0.42%
22 Crosspoint Capital Strategies, LLC 14,318 436,000 0.40%
23 Coastline Trust Co 13,675 416,000 0.38%
24 Camarda Financial Advisors, LLC 10,103 307,000 0.28%
25 WESBANCO BANK INC 9,775 297,000 0.27%
26 COLONY GROUP LLC 9,600 292,000 0.27%
27 STIFEL FINANCIAL CORP 1,357 283,000 0.26%
28 AMERICAN INTERNATIONAL GROUP, INC. 9,091 276,000 0.25%
29 MANUFACTURERS LIFE INSURANCE COMPANY, THE 8,583 261,000 0.24%
30 STATE STREET CORP 7,299 222,000 0.20%
31 MSI Financial Services Inc 5,492 167,000 0.15%
32 US BANCORP \DE\ 2,505 76,000 0.07%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,154 65,000 0.06%
34 CWM, LLC 980 30,000 0.03%
35 WELLS FARGO & COMPANY/MN 731 22,000 0.02%
36 CITIGROUP INC 600 18,000 0.02%
37 PNC FINANCIAL SERVICES GROUP, INC. 539 16,000 0.01%
38 Patten Group, Inc. 325 9,887 0.01%
39 Ameritas Investment Partners, Inc. 180 5,000 0.00%
40 Parallax Volatility Advisers, L.P. 1 0 0.00%
41 BlackRock Finance, Inc. 16 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.