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SPDR SERIES TRUST BARCLAYS CAP INVESTMENT
SPDR SERIES TRUST BARCLAYS CAP INVESTMENT. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 37 Institutional holders with a total value of $110,690,876.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RAYMOND JAMES & ASSOCIATES 2,287,439 69,515,000 62.80%
2 BANK OF AMERICA CORP /DE/ 274,950 8,356,000 7.55%
3 MORGAN STANLEY 184,224 5,599,000 5.06%
4 Raymond James Financial Services Advisors, Inc. 127,726 3,882,000 3.51%
5 UBS Group AG 82,529 2,508,000 2.27%
6 LPL Financial LLC 75,348 2,297,000 2.08%
7 Freedom Investment Management, Inc. 75,544 2,296,000 2.07%
8 ENVESTNET ASSET MANAGEMENT INC 58,162 1,768,000 1.60%
9 BANK OF THE WEST 52,701 1,602,000 1.45%
10 AVITY INVESTMENT MANAGEMENT INC. 50,045 1,523,000 1.38% SH
11 AMERIPRISE FINANCIAL INC 49,011 1,489,000 1.35%
12 Advisors Preferred, LLC 48,040 1,460,000 1.32%
13 ROYAL BANK OF CANADA 35,783 1,087,000 0.98%
14 New England Private Wealth Advisors LLC 33,366 1,014,000 0.92%
15 Transamerica Financial Advisors, LLC 32,492 988,000 0.89%
16 JANE STREET GROUP, LLC 28,434 864,000 0.78%
17 Argentus Capital Management, LLC 24,325 740,000 0.67%
18 HL FINANCIAL SERVICES LLC 21,375 650,000 0.59%
19 COURIER CAPITAL LLC 16,840 512,000 0.46%
20 CABOT WEALTH MANAGEMENT INC 14,750 448,000 0.40%
21 Coastline Trust Co 13,675 415,000 0.37%
22 AMERICAN INTERNATIONAL GROUP, INC. 13,291 404,000 0.36%
23 WESBANCO BANK INC 9,775 297,000 0.27%
24 COLONY GROUP LLC 7,800 237,000 0.21%
25 MANUFACTURERS LIFE INSURANCE COMPANY, THE 7,729 235,000 0.21%
26 Jaffetilchin Investment Partners, LLC 6,880 209,000 0.19%
27 MSI Financial Services Inc 3,292 100,000 0.09%
28 US BANCORP \DE\ 2,505 76,000 0.07%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,154 35,000 0.03%
30 Ironwood Financial, llc 815 25,000 0.02%
31 WELLS FARGO & COMPANY/MN 731 22,000 0.02%
32 CITIGROUP INC 700 21,000 0.02%
33 Patten Group, Inc. 325 9,876 0.01%
34 Ameritas Investment Partners, Inc. 180 5,000 0.00%
35 PNC FINANCIAL SERVICES GROUP, INC. 79 2,000 0.00%
36 Parallax Volatility Advisers, L.P. 1 0 0.00%
37 BlackRock Finance, Inc. 16 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.