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SPDR SERIES TRUST BARCLAYS CAP INVESTMENT
SPDR SERIES TRUST BARCLAYS CAP INVESTMENT. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 41 Institutional holders with a total value of $132,367,899.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RAYMOND JAMES & ASSOCIATES 2,522,103 76,823,000 58.04%
2 BARING ASSET MANAGEMENT Ltd 338,064 10,294,000 7.78%
3 BANK OF AMERICA CORP /DE/ 270,874 8,251,000 6.23%
4 MORGAN STANLEY 195,330 5,950,000 4.50%
5 JANE STREET GROUP, LLC 169,251 5,155,000 3.89%
6 UBS Group AG 90,549 2,758,000 2.08%
7 Freedom Investment Management, Inc. 86,052 2,621,000 1.98%
8 Raymond James Financial Services Advisors, Inc. 59,149 1,802,000 1.36%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 57,822 1,761,000 1.33%
10 ENVESTNET ASSET MANAGEMENT INC 54,747 1,668,000 1.26%
11 BANK OF THE WEST 52,701 1,605,000 1.21%
12 Advisors Preferred, LLC 50,960 1,552,000 1.17%
13 AVITY INVESTMENT MANAGEMENT INC. 47,045 1,433,000 1.08% SH
14 LPL Financial LLC 46,121 1,405,000 1.06%
15 AMERIPRISE FINANCIAL INC 44,972 1,370,000 1.03%
16 ROYAL BANK OF CANADA 37,982 1,157,000 0.87%
17 New England Private Wealth Advisors LLC 33,449 1,019,000 0.77%
18 Transamerica Financial Advisors, LLC 31,915 973,000 0.74%
19 HL FINANCIAL SERVICES LLC 21,975 669,000 0.51%
20 KEYBANK NATIONAL ASSOCIATION/OH 21,650 659,000 0.50%
21 COURIER CAPITAL LLC 16,590 505,000 0.38%
22 ADVISOR GROUP, INC. 14,598 443,000 0.33%
23 CABOT WEALTH MANAGEMENT INC 13,840 422,000 0.32%
24 Coastline Trust Co 13,675 416,000 0.31%
25 WESBANCO BANK INC 9,775 298,000 0.23%
26 Jaffetilchin Investment Partners, LLC 8,636 263,000 0.20%
27 COLONY GROUP LLC 7,800 238,000 0.18%
28 MANUFACTURERS LIFE INSURANCE COMPANY, THE 7,189 219,000 0.17%
29 Argentus Capital Management, LLC 5,975 182,000 0.14%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,555 108,000 0.08%
31 Perigon Wealth Management, LLC 3,301 101,000 0.08%
32 MSI Financial Services Inc 3,132 95,000 0.07%
33 US BANCORP \DE\ 2,505 76,000 0.06%
34 Advisory Services Network, LLC 1,000 30,000 0.02%
35 WELLS FARGO & COMPANY/MN 731 22,000 0.02%
36 Patten Group, Inc. 325 9,899 0.01%
37 Ironwood Financial, llc 275 8,000 0.01%
38 Ameritas Investment Partners, Inc. 180 5,000 0.00%
39 PNC FINANCIAL SERVICES GROUP, INC. 79 2,000 0.00%
40 Parallax Volatility Advisers, L.P. 1 0 0.00%
41 BlackRock Finance, Inc. 16 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.