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SPDR SERIES TRUST BARCLAYS CAP INVESTMENT
SPDR SERIES TRUST BARCLAYS CAP INVESTMENT. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 39 Institutional holders with a total value of $107,171,883.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RAYMOND JAMES & ASSOCIATES 2,096,364 63,751,000 59.48%
2 ROYAL BANK OF CANADA 290,961 8,848,000 8.26%
3 BANK OF AMERICA CORP /DE/ 237,120 7,210,000 6.73%
4 MORGAN STANLEY 172,137 5,235,000 4.88%
5 BANK OF THE WEST 154,891 4,710,000 4.39%
6 AVITY INVESTMENT MANAGEMENT INC. 52,795 1,608,000 1.50% SH
7 Advisors Preferred, LLC 49,280 1,501,000 1.40%
8 UBS Group AG 45,931 1,397,000 1.30%
9 ENVESTNET ASSET MANAGEMENT INC 42,644 1,297,000 1.21%
10 AMERIPRISE FINANCIAL INC 42,102 1,280,000 1.19%
11 Strategic Capital Alternatives LLC 36,717 1,116,000 1.04%
12 CREDIT SUISSE AG/ 35,009 1,065,000 0.99%
13 New England Private Wealth Advisors LLC 33,244 1,011,000 0.94%
14 Transamerica Financial Advisors, LLC 29,544 899,000 0.84%
15 Raymond James Financial Services Advisors, Inc. 29,460 896,000 0.84%
16 CAVALIER INVESTMENTS, LLC 22,662 689,000 0.64%
17 HL FINANCIAL SERVICES LLC 20,725 630,000 0.59%
18 COURIER CAPITAL LLC 19,273 586,000 0.55%
19 CABOT WEALTH MANAGEMENT INC 15,820 481,000 0.45%
20 Coastline Trust Co 14,650 446,000 0.42%
21 LPL Financial LLC 13,078 397,000 0.37%
22 Argentus Capital Management, LLC 11,908 362,000 0.34%
23 AMERICAN INTERNATIONAL GROUP, INC. 10,314 313,000 0.29%
24 WESBANCO BANK INC 9,775 297,000 0.28%
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 8,950 273,000 0.25%
26 MANUFACTURERS LIFE INSURANCE COMPANY, THE 8,237 250,000 0.23%
27 Freedom Investment Management, Inc. 14,327 197,000 0.18%
28 BANK OF MONTREAL /CAN/ 3,458 105,000 0.10%
29 US BANCORP \DE\ 2,505 76,000 0.07%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,154 65,000 0.06%
31 WELLS FARGO & COMPANY/MN 1,779 54,000 0.05%
32 Ameritas Investment Partners, Inc. 1,165 35,000 0.03%
33 Ironwood Financial, llc 815 25,000 0.02%
34 MSI Financial Services Inc 625 19,000 0.02%
35 CITIGROUP INC 600 18,000 0.02%
36 PNC FINANCIAL SERVICES GROUP, INC. 539 16,000 0.01%
37 Patten Group, Inc. 325 9,883 0.01%
38 Waverly Advisors, LLC 137 4,000 0.00%
39 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.