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SPDR SERIES TRUST BARCLAYS CAP INVESTMENT
SPDR SERIES TRUST BARCLAYS CAP INVESTMENT. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 34 Institutional holders with a total value of $110,826,974.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RAYMOND JAMES & ASSOCIATES 1,542,902 47,291,000 42.67%
2 AGF INVESTMENTS INC. 576,300 17,694,000 15.97%
3 BANK OF THE WEST 310,163 9,506,000 8.58%
4 BANK OF AMERICA CORP /DE/ 249,527 7,648,000 6.90%
5 VALLEY NATIONAL BANCORP 160,330 4,912,000 4.43%
6 MORGAN STANLEY 119,421 3,660,000 3.30%
7 New England Private Wealth Advisors LLC 106,387 3,260,000 2.94%
8 AVITY INVESTMENT MANAGEMENT INC. 96,975 2,972,000 2.68% SH
9 ROYAL BANK OF CANADA 67,223 2,060,000 1.86%
10 JANE STREET GROUP, LLC 45,908 1,407,000 1.27%
11 AMERICAN INTERNATIONAL GROUP, INC. 33,898 1,038,974 0.94%
12 Strategic Capital Alternatives LLC 29,807 914,000 0.82%
13 Coastline Trust Co 29,750 912,000 0.82%
14 STATE STREET CORP 29,522 905,000 0.82%
15 COURIER CAPITAL LLC 28,250 886,000 0.80%
16 UBS AG 27,865 854,000 0.77%
17 AMERIPRISE FINANCIAL INC 23,005 705,000 0.64%
18 Freedom Investment Management, Inc. 19,189 588,000 0.53%
19 Raymond James Financial Services Advisors, Inc. 18,830 577,000 0.52%
20 HL FINANCIAL SERVICES LLC 18,306 561,000 0.51%
21 LPL Financial LLC 18,048 553,000 0.50%
22 CABOT WEALTH MANAGEMENT INC 10,425 320,000 0.29%
23 WESBANCO BANK INC 9,775 300,000 0.27%
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 9,493 291,000 0.26%
25 CREDIT SUISSE AG/ 8,538 262,000 0.24%
26 Regal Investment Advisors LLC 7,613 233,000 0.21%
27 MSI Financial Services Inc 6,110 187,000 0.17%
28 AXA S.A. 4,090 125,000 0.11%
29 US BANCORP \DE\ 2,505 77,000 0.07%
30 NEXT Financial Group, Inc 1,807 55,000 0.05%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,300 40,000 0.04%
32 ENVESTNET ASSET MANAGEMENT INC 474 15,000 0.01%
33 B. Riley Wealth Management, Inc. 397 12,000 0.01%
34 CITIGROUP INC 200 6,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.