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SPDR SERIES TRUST BARCLAYS CAP INVESTMENT
SPDR SERIES TRUST BARCLAYS CAP INVESTMENT. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 38 Institutional holders with a total value of $95,481,083.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RAYMOND JAMES & ASSOCIATES 1,947,217 59,546,000 62.36%
2 BANK OF THE WEST 276,664 8,460,000 8.86%
3 MORGAN STANLEY 166,708 5,098,000 5.34%
4 BANK OF AMERICA CORP /DE/ 122,971 3,760,000 3.94%
5 AVITY INVESTMENT MANAGEMENT INC. 58,425 1,788,000 1.87% SH
6 Advisors Preferred, LLC 57,120 1,746,182 1.83%
7 ROYAL BANK OF CANADA 44,331 1,356,000 1.42%
8 AMERIPRISE FINANCIAL INC 42,097 1,287,000 1.35%
9 FolioMetrix LLC 39,707 1,214,000 1.27%
10 Strategic Capital Alternatives LLC 39,325 1,203,000 1.26%
11 New England Private Wealth Advisors LLC 33,142 1,012,000 1.06%
12 UBS Group AG 29,244 894,000 0.94%
13 Coastline Trust Co 27,625 845,000 0.88%
14 Freedom Investment Management, Inc. 26,741 818,000 0.86%
15 Raymond James Financial Services Advisors, Inc. 21,265 650,000 0.68%
16 COURIER CAPITAL LLC 19,973 611,000 0.64%
17 HL FINANCIAL SERVICES LLC 19,325 591,000 0.62%
18 STATE STREET CORP 18,554 567,000 0.59%
19 CABOT WEALTH MANAGEMENT INC 18,070 553,000 0.58%
20 LPL Financial LLC 16,219 495,000 0.52%
21 Regal Investment Advisors LLC 13,582 415,000 0.43%
22 Argentus Capital Management, LLC 12,960 396,000 0.41%
23 MV CAPITAL MANAGEMENT, INC. 11,439 350,000 0.37%
24 GOLDMAN SACHS GROUP INC 10,955 335,000 0.35%
25 AMERICAN INTERNATIONAL GROUP, INC. 10,036 306,901 0.32%
26 WESBANCO BANK INC 9,775 299,000 0.31%
27 CREDIT SUISSE AG/ 8,893 272,000 0.28%
28 Ameritas Investment Partners, Inc. 5,695 174,000 0.18%
29 AXA S.A. 4,090 125,000 0.13%
30 MSI Financial Services Inc 2,845 87,000 0.09%
31 US BANCORP \DE\ 2,505 77,000 0.08%
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,100 64,000 0.07%
33 Ironwood Financial, llc 815 25,000 0.03%
34 WELLS FARGO & COMPANY/MN 731 22,000 0.02%
35 OPTIMUM INVESTMENT ADVISORS 600 18,000 0.02%
36 PNC FINANCIAL SERVICES GROUP, INC. 540 16,000 0.02%
37 BARCLAYS PLC 150 5,000 0.01%
38 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.