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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 56 Institutional holders with a total value of $256,736,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 113 3,000 0.00%
3 Ironwood Financial, llc 275 8,000 0.00%
4 Patten Group, Inc. 325 10,000 0.00%
5 Perigon Wealth Management, LLC 440 14,000 0.01%
6 PNC FINANCIAL SERVICES GROUP, INC. 1,117 34,000 0.01%
7 AlphaMark Advisors, LLC 1,400 43,000 0.02%
8 NEXT Financial Group, Inc 1,807 55,000 0.02%
9 Creative Planning 2,000 61,000 0.02%
10 US BANCORP \DE\ 2,505 77,000 0.03%
11 MSI Financial Services Inc 3,361 103,000 0.04%
12 AUSDAL FINANCIAL PARTNERS, INC. 6,713 206,000 0.08%
13 AllSquare Wealth Management LLC 6,855 210,000 0.08%
14 LVZ, Inc. 7,678 235,000 0.09%
15 MANUFACTURERS LIFE INSURANCE COMPANY, THE 8,824 270,000 0.11%
16 WESBANCO BANK INC 9,775 299,000 0.12%
17 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 9,829 300,000 0.12%
18 JOHNSON INVESTMENT COUNSEL INC 9,850 301,000 0.12%
19 Coastline Trust Co 12,875 394,000 0.15%
20 COURIER CAPITAL LLC 15,700 481,000 0.19%
21 CITIGROUP INC 16,187 496,000 0.19%
22 JANE STREET GROUP, LLC 18,511 567,000 0.22%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 19,681 602,000 0.23%
24 HL FINANCIAL SERVICES LLC 19,975 612,000 0.24%
25 Live Your Vision, LLC 23,152 709,000 0.28%
26 PACIFIC CENTER FOR FINANCIAL SERVICES 24,050 736,000 0.29%
27 Rock Point Advisors, LLC 24,408 747,000 0.29%
28 Penobscot Investment Management Company, Inc. 25,080 768,000 0.30%
29 ADVISOR GROUP, INC. 26,395 808,000 0.31%
30 EDMOND DE ROTHSCHILD HOLDING S.A. 29,354 899,000 0.35%
31 New England Private Wealth Advisors LLC 33,638 1,030,000 0.40%
32 Transamerica Financial Advisors, LLC 34,473 1,056,000 0.41%
33 BANK OF THE WEST 35,451 1,086,000 0.42%
34 Advisors Preferred, LLC 37,180 1,139,000 0.44%
35 Private Advisor Group, LLC 42,893 1,313,000 0.51%
36 AMERIPRISE FINANCIAL INC 45,716 1,400,000 0.55%
37 CABOT WEALTH MANAGEMENT INC 48,125 1,474,000 0.57%
38 Cetera Advisors LLC 50,110 1,532,000 0.60%
39 ENVESTNET ASSET MANAGEMENT INC 50,064 1,532,000 0.60%
40 SARGENT BICKHAM LAGUDIS LLC 53,460 1,637,000 0.64%
41 LPL Financial LLC 60,000 1,835,000 0.71%
42 ROYAL BANK OF CANADA 65,876 2,017,000 0.79%
43 Freedom Investment Management, Inc. 67,725 2,074,000 0.81%
44 Raymond James Financial Services Advisors, Inc. 83,439 2,555,000 1.00%
45 Bluefin Trading, LLC 106,401 3,258,000 1.27%
46 LINCOLN CAPITAL CORP 109,969 3,362,000 1.31%
47 UBS Group AG 122,564 3,753,000 1.46%
48 BANK OF AMERICA CORP /DE/ 283,165 8,671,000 3.38%
49 BARING ASSET MANAGEMENT Ltd 293,518 8,990,000 3.50%
50 BOSTON ADVISORS LLC 321,595 9,847,000 3.84%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.