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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 22 Institutional holders with a total value of $37,604,965.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 110,222 9,490,000 25.24%
2 UBS AG 68,980 5,939,000 15.79%
3 ENVESTNET ASSET MANAGEMENT INC 44,268 3,811,000 10.13%
4 UNITED CAPITAL FINANCIAL ADVISORS, LLC 44,133 3,800,000 10.11%
5 HighTower Advisors, LLC 39,249 3,379,000 8.99%
6 BANK OF AMERICA CORP /DE/ 33,576 2,891,000 7.69%
7 LPL Financial LLC 25,964 2,236,000 5.95%
8 CREDIT SUISSE AG/ 22,810 1,964,000 5.22%
9 JANE STREET GROUP, LLC 14,047 1,209,000 3.22%
10 Private Advisor Group, LLC 9,283 799,000 2.12%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 8,999 775,000 2.06%
12 STIFEL FINANCIAL CORP 5,347 460,000 1.22%
13 WELLS FARGO & COMPANY/MN 3,306 285,000 0.76%
14 GOLDMAN SACHS GROUP INC 2,601 224,000 0.60%
15 DEUTSCHE BANK AG\ 1,600 137,000 0.36%
16 Winslow, Evans & Crocker, Inc. 600 51,660 0.14%
17 MSI Financial Services Inc 550 47,000 0.12%
18 ROYAL BANK OF CANADA 425 37,000 0.10%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 365 31,000 0.08%
20 WFG Advisors, LP 328 28,000 0.07%
21 Focused Wealth Management, Inc 76 7,000 0.02%
22 AMERICAN INTERNATIONAL GROUP, INC. 50 4,305 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.