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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 52 Institutional holders with a total value of $129,877,548.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GOLDMAN SACHS GROUP INC 440,077 19,249,000 14.82%
2 MORGAN STANLEY 399,521 17,475,000 13.45%
3 MATHER GROUP, LLC. 339,522 14,851,000 11.43%
4 AVIANCE CAPITAL MANAGEMENT, LLC 278,992 12,203,000 9.40%
5 UBS Group AG 254,708 11,141,000 8.58%
6 CITIGROUP INC 200,000 8,748,000 6.74%
7 WELLS FARGO & COMPANY/MN 183,734 8,037,000 6.19%
8 BANK OF AMERICA CORP /DE/ 148,451 6,493,000 5.00%
9 LPL Financial LLC 140,769 6,418,000 4.94%
10 Commonwealth Equity Services, Inc 85,254 3,729,000 2.87%
11 HighTower Advisors, LLC 55,307 2,422,000 1.86%
12 RAYMOND JAMES & ASSOCIATES 52,058 2,277,000 1.75%
13 Virtu KCG Holdings LLC 49,338 2,158,000 1.66%
14 CITADEL ADVISORS LLC 35,380 1,548,000 1.19%
15 SG Americas Securities, LLC 31,726 1,388,000 1.07%
16 JANE STREET GROUP, LLC 27,883 1,220,000 0.94%
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 22,298 976,000 0.75%
18 VALLEY NATIONAL ADVISERS INC 18,389 804,000 0.62%
19 SPINNAKER TRUST 18,282 800,000 0.62%
20 HSBC HOLDINGS PLC 17,390 761,000 0.59%
21 Raymond James Financial Services Advisors, Inc. 16,176 708,000 0.55%
22 BENJAMIN F. EDWARDS & COMPANY, INC. 13,690 599,000 0.46%
23 First Allied Advisory Services, Inc. 12,870 559,000 0.43%
24 Cannell & Spears LLC 12,394 542,000 0.42%
25 BB&T SECURITIES, LLC 12,084 528,000 0.41%
26 ROYAL BANK OF CANADA 11,090 484,000 0.37%
27 HOWE & RUSLING INC 9,277 406,000 0.31%
28 ENVESTNET ASSET MANAGEMENT INC 8,660 379,000 0.29%
29 Concert Wealth Management Inc. 7,874 346,000 0.27%
30 PNC FINANCIAL SERVICES GROUP, INC. 7,424 324,000 0.25%
31 MSI Financial Services Inc 6,472 283,000 0.22%
32 Tower Research Capital LLC (TRC) 5,829 255,000 0.20%
33 MILLENNIUM MANAGEMENT LLC 5,746 251,000 0.19%
34 Janney Montgomery Scott LLC 5,360 234,000 0.18%
35 WFG Advisors, LP 5,000 219,000 0.17%
36 DUBUQUE BANK & TRUST CO 5,000 219,000 0.17%
37 J.P. Morgan Private Wealth Advisors LLC 4,650 203,000 0.16%
38 BANK OF MONTREAL /CAN/ 3,568 156,000 0.12%
39 AMERICAN INTERNATIONAL GROUP, INC. 3,212 140,000 0.11%
40 Parkside Financial Bank & Trust 2,320 101,000 0.08%
41 Winslow, Evans & Crocker, Inc. 1,590 69,548 0.05%
42 Creative Planning 1,003 44,000 0.03%
43 ADVANTAGE INVESTMENT MANAGEMENT, LLC 778 34,000 0.03%
44 Independent Portfolio Consultants, Inc. 540 24,000 0.02%
45 Argentus Capital Management, LLC 558 24,000 0.02%
46 LADENBURG THALMANN FINANCIAL SERVICES INC. 532 23,000 0.02%
47 Winfield Associates, Inc. 250 11,000 0.01%
48 Focused Wealth Management, Inc 152 7,000 0.01%
49 Transamerica Financial Advisors, LLC 118 6,000 0.00%
50 THOMPSON DAVIS & CO., INC. 14 1,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.