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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 39 Institutional holders with a total value of $104,349,438.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 138,147 12,961,000 12.42%
2 MATHER GROUP, LLC. 126,472 11,866,000 11.37%
3 BANK OF AMERICA CORP /DE/ 125,606 11,784,000 11.29%
4 ENVESTNET ASSET MANAGEMENT INC 119,664 11,227,000 10.76%
5 UNITED CAPITAL FINANCIAL ADVISORS, LLC 118,923 11,157,000 10.69%
6 UBS AG 80,312 7,535,000 7.22%
7 STRINGER ASSET MANAGEMENT, LLC 69,729 6,542,000 6.27%
8 LPL Financial LLC 62,468 5,861,000 5.62%
9 NIEMANN CAPITAL MANAGEMENT INC 44,084 4,136,000 3.96%
10 HighTower Advisors, LLC 35,364 3,318,000 3.18%
11 CREDIT SUISSE AG/ 22,810 2,140,000 2.05%
12 Financial Management Professionals, Inc. 21,749 2,040,000 1.95%
13 AVIANCE CAPITAL MANAGEMENT, LLC 21,654 2,032,000 1.95%
14 PACIFIC FINANCIAL GROUP INC 16,805 1,577,000 1.51%
15 RAYMOND JAMES & ASSOCIATES 13,302 1,248,000 1.20%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,316 1,155,000 1.11%
17 JANE STREET GROUP, LLC 11,971 1,123,000 1.08%
18 Cannell & Spears LLC 10,236 960,000 0.92%
19 Cetera Advisors LLC 9,966 932,000 0.89%
20 Private Advisor Group, LLC 9,452 887,000 0.85%
21 Baker Ellis Asset Management LLC 7,580 711,000 0.68%
22 ROYAL BANK OF CANADA 6,938 651,000 0.62%
23 STIFEL FINANCIAL CORP 4,412 414,000 0.40%
24 Investors Capital Advisory Services 3,826 358,000 0.34%
25 BECK CAPITAL MANAGEMENT, LLC 3,372 316,000 0.30%
26 WELLS FARGO & COMPANY/MN 2,704 254,000 0.24%
27 First Allied Advisory Services, Inc. 2,692 254,000 0.24%
28 Placemark Investments, Inc. 2,449 229,000 0.22%
29 BOSTON PRIVATE BANK & TRUST CO 1,850 174,000 0.17%
30 DEUTSCHE BANK AG\ 1,600 150,000 0.14%
31 BANK OF MONTREAL /CAN/ 843 79,000 0.08%
32 MSI Financial Services Inc 650 61,000 0.06%
33 Winslow, Evans & Crocker, Inc. 600 56,292 0.05%
34 WFG Advisors, LP 536 50,000 0.05%
35 AMERIPRISE FINANCIAL INC 425 40,000 0.04%
36 LADENBURG THALMANN FINANCIAL SERVICES INC. 365 34,000 0.03%
37 AMERICAN INTERNATIONAL GROUP, INC. 300 28,146 0.03%
38 Focused Wealth Management, Inc 76 7,000 0.01%
39 BENJAMIN F. EDWARDS & COMPANY, INC. 24 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.