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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 48 Institutional holders with a total value of $133,074,420.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 167,054 15,561,000 11.69%
2 MORGAN STANLEY 164,676 15,340,000 11.53%
3 UNITED CAPITAL FINANCIAL ADVISORS, LLC 147,853 13,772,000 10.35%
4 ENVESTNET ASSET MANAGEMENT INC 147,564 13,746,000 10.33%
5 MATHER GROUP, LLC. 134,141 12,495,000 9.39%
6 GOLDMAN SACHS GROUP INC 115,801 10,787,000 8.11%
7 WELLS FARGO & COMPANY/MN 71,490 6,659,000 5.00%
8 LPL Financial LLC 67,926 6,145,000 4.62%
9 UBS AG 63,929 5,955,000 4.47%
10 Financial Management Professionals, Inc. 36,126 3,365,000 2.53%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 33,289 3,101,000 2.33%
12 HighTower Advisors, LLC 33,284 3,100,000 2.33%
13 JANE STREET GROUP, LLC 32,560 3,033,000 2.28%
14 AVIANCE CAPITAL MANAGEMENT, LLC 27,536 2,565,000 1.93%
15 STRINGER ASSET MANAGEMENT, LLC 26,717 2,489,000 1.87%
16 CUMBERLAND ADVISORS INC 20,730 1,931,000 1.45%
17 CIBC WORLD MARKET INC. 19,487 1,815,000 1.36%
18 RAYMOND JAMES & ASSOCIATES 17,093 1,593,000 1.20%
19 Cannell & Spears LLC 13,372 1,246,000 0.94%
20 ROYAL BANK OF CANADA 10,634 990,000 0.74%
21 Cetera Advisors LLC 10,320 960,000 0.72%
22 Commonwealth Equity Services, Inc 8,204 764,000 0.57%
23 Baker Ellis Asset Management LLC 8,080 753,000 0.57%
24 BENJAMIN F. EDWARDS & COMPANY, INC. 7,187 669,000 0.50%
25 Virtu KCG Holdings LLC 5,022 468,000 0.35%
26 DAVENPORT & Co LLC 4,949 460,999 0.35%
27 BAROMETER CAPITAL MANAGEMENT INC. 4,600 428,000 0.32%
28 B. Riley Wealth Management, Inc. 4,391 409,000 0.31%
29 STIFEL FINANCIAL CORP 4,324 403,000 0.30%
30 Investors Capital Advisory Services 3,953 368,000 0.28%
31 First Allied Advisory Services, Inc. 3,104 290,000 0.22%
32 Country Club Trust Company, n.a. 2,510 234,000 0.18%
33 BECK CAPITAL MANAGEMENT, LLC 2,297 202,000 0.15%
34 DEUTSCHE BANK AG\ 1,600 149,000 0.11%
35 BANK OF MONTREAL /CAN/ 1,552 145,000 0.11%
36 WFG Advisors, LP 1,176 110,000 0.08%
37 AMERIPRISE FINANCIAL INC 1,140 106,000 0.08%
38 NEW ENGLAND SECURITIES CORP /MA/ 1,000 93,000 0.07%
39 MSI Financial Services Inc 950 89,000 0.07%
40 AMERICAN INTERNATIONAL GROUP, INC. 682 63,531 0.05%
41 Winslow, Evans & Crocker, Inc. 600 55,890 0.04%
42 Private Advisor Group, LLC 526 49,000 0.04%
43 PNC FINANCIAL SERVICES GROUP, INC. 400 38,000 0.03%
44 LADENBURG THALMANN FINANCIAL SERVICES INC. 365 34,000 0.03%
45 Independent Portfolio Consultants, Inc. 355 33,000 0.02%
46 Focused Wealth Management, Inc 76 7,000 0.01%
47 Riggs Asset Managment Co. Inc. 35 3,000 0.00%
48 FIFTH THIRD BANCORP 25 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.