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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 55 Institutional holders with a total value of $189,931,682.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 229,950 22,278,000 11.73%
2 GOLDMAN SACHS GROUP INC 193,082 18,706,000 9.85%
3 Pinnacle Advisory Group, Inc. 184,579 17,882,000 9.41%
4 MATHER GROUP, LLC. 145,812 15,501,000 8.16%
5 UBS Group AG 114,926 11,134,000 5.86%
6 AVIANCE CAPITAL MANAGEMENT, LLC 112,284 10,878,000 5.73%
7 LPL Financial LLC 108,801 10,470,000 5.51%
8 WELLS FARGO & COMPANY/MN 101,094 9,794,000 5.16%
9 CITIGROUP INC 100,150 9,703,000 5.11%
10 BANK OF AMERICA CORP /DE/ 81,351 7,881,000 4.15%
11 ENVESTNET ASSET MANAGEMENT INC 65,607 6,356,000 3.35%
12 UNITED CAPITAL FINANCIAL ADVISORS, LLC 59,188 5,734,000 3.02%
13 Commonwealth Equity Services, Inc 47,883 4,639,000 2.44%
14 CITADEL ADVISORS LLC 42,635 4,130,000 2.17%
15 ROYAL BANK OF CANADA 42,283 4,096,000 2.16%
16 Virtu KCG Holdings LLC 40,591 3,932,000 2.07%
17 HighTower Advisors, LLC 37,006 3,585,000 1.89%
18 JANE STREET GROUP, LLC 34,610 3,353,000 1.77%
19 SG Americas Securities, LLC 25,562 2,476,000 1.30%
20 RAYMOND JAMES & ASSOCIATES 25,024 2,425,000 1.28%
21 HRT FINANCIAL LP 19,254 1,865,000 0.98%
22 Tower Research Capital LLC (TRC) 19,026 1,843,000 0.97%
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,499 1,405,000 0.74%
24 VALLEY NATIONAL ADVISERS INC 8,718 845,000 0.44%
25 HSBC HOLDINGS PLC 8,695 842,000 0.44%
26 Baker Ellis Asset Management LLC 8,005 776,000 0.41%
27 BENJAMIN F. EDWARDS & COMPANY, INC. 6,891 668,000 0.35%
28 First Allied Advisory Services, Inc. 6,500 631,000 0.33%
29 PNC FINANCIAL SERVICES GROUP, INC. 5,654 547,000 0.29%
30 BB&T SECURITIES, LLC 5,534 536,000 0.28%
31 DAVENPORT & Co LLC 5,266 510,170 0.27%
32 HOWE & RUSLING INC 4,663 452,000 0.24%
33 MSI Financial Services Inc 4,534 439,000 0.23%
34 Concert Wealth Management Inc. 4,241 412,000 0.22%
35 Transamerica Financial Advisors, LLC 3,742 363,000 0.19%
36 DOCK STREET ASSET MANAGEMENT INC 3,539 343,000 0.18%
37 WFG Advisors, LP 3,389 328,000 0.17%
38 WEDBUSH SECURITIES INC 3,299 320,000 0.17%
39 SIGNET FINANCIAL MANAGEMENT, LLC 3,183 308,000 0.16%
40 STIFEL FINANCIAL CORP 3,115 301,000 0.16%
41 AMERICAN INTERNATIONAL GROUP, INC. 2,256 218,570 0.12%
42 Cetera Advisor Networks LLC 1,997 216,000 0.11%
43 Cambridge Investment Research Advisors, Inc. 2,180 211,000 0.11%
44 BANK OF MONTREAL /CAN/ 1,879 182,000 0.10%
45 MANAGED ACCOUNT ADVISORS LLC 1,430 139,000 0.07%
46 LADENBURG THALMANN FINANCIAL SERVICES INC. 755 73,000 0.04%
47 Winslow, Evans & Crocker, Inc. 660 63,942 0.03%
48 ADVANTAGE INVESTMENT MANAGEMENT, LLC 439 43,000 0.02%
49 Advisory Services Network, LLC 338 33,000 0.02%
50 Independent Portfolio Consultants, Inc. 270 26,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.