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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 48 Institutional holders with a total value of $109,676,622.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 496,610 22,794,000 20.78%
2 GOLDMAN SACHS GROUP INC 326,352 14,980,000 13.66%
3 AVIANCE CAPITAL MANAGEMENT, LLC 228,282 10,478,000 9.55%
4 BANK OF AMERICA CORP /DE/ 201,251 9,238,000 8.42%
5 CITIGROUP INC 200,195 9,189,000 8.38%
6 UBS Group AG 153,769 7,058,000 6.44%
7 RAYMOND JAMES & ASSOCIATES 140,452 6,447,000 5.88%
8 SG Americas Securities, LLC 132,349 6,075,000 5.54%
9 WELLS FARGO & COMPANY/MN 107,205 4,921,000 4.49%
10 MORGAN STANLEY 96,050 4,409,000 4.02%
11 Raymond James Financial Services Advisors, Inc. 64,388 2,955,000 2.69%
12 LPL Financial LLC 44,807 2,023,000 1.84%
13 BB&T SECURITIES, LLC 36,170 1,660,000 1.51%
14 ENVESTNET ASSET MANAGEMENT INC 22,626 1,039,000 0.95%
15 HSBC HOLDINGS PLC 17,390 798,000 0.73%
16 ROYAL BANK OF CANADA 14,616 671,000 0.61%
17 J.P. Morgan Private Wealth Advisors LLC 12,700 583,000 0.53%
18 MSI Financial Services Inc 12,523 575,000 0.52%
19 DUBUQUE BANK & TRUST CO 10,000 459,000 0.42%
20 HighTower Advisors, LLC 9,800 449,000 0.41%
21 First Allied Advisory Services, Inc. 8,860 404,000 0.37%
22 HOWE & RUSLING INC 8,602 395,000 0.36%
23 Commonwealth Equity Services, Inc 7,560 347,000 0.32%
24 LINCOLN NATIONAL CORP 6,121 281,000 0.26%
25 VICUS CAPITAL 5,424 249,000 0.23%
26 MILLENNIUM MANAGEMENT LLC 4,966 228,000 0.21%
27 Concert Wealth Management Inc. 4,790 223,000 0.20%
28 PNC FINANCIAL SERVICES GROUP, INC. 4,195 192,000 0.18%
29 Tower Research Capital LLC (TRC) 3,602 165,000 0.15%
30 AMERICAN INTERNATIONAL GROUP, INC. 2,425 112,000 0.10%
31 Creative Planning 1,003 46,000 0.04%
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 971 45,000 0.04%
33 Advisory Services Network, LLC 808 37,000 0.03%
34 IFP ADVISORS, INC 740 34,000 0.03%
35 SIGNATUREFD, LLC 668 31,000 0.03%
36 Mraz, Amerine & Associates, Inc. 460 21,114 0.02%
37 FIFTH THIRD BANCORP 325 15,000 0.01%
38 VALLEY NATIONAL ADVISERS INC 282 13,000 0.01%
39 BANK OF MONTREAL /CAN/ 254 12,000 0.01%
40 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 136 6,000 0.01%
41 Winslow, Evans & Crocker, Inc. 120 5,508 0.01%
42 Gradient Investments LLC 101 5,000 0.00%
43 Hudock, Inc. 85 3,000 0.00%
44 BENJAMIN F. EDWARDS & COMPANY, INC. 48 2,000 0.00%
45 ADVANTAGE INVESTMENT MANAGEMENT, LLC 50 2,000 0.00%
46 Transamerica Financial Advisors, LLC 9 1,000 0.00%
47 THOMPSON DAVIS & CO., INC. 14 1,000 0.00%
48 Parallax Volatility Advisers, L.P. 2 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.