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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 48 Institutional holders with a total value of $91,602,132.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GOLDMAN SACHS GROUP INC 441,240 18,907,000 20.64%
2 AVIANCE CAPITAL MANAGEMENT, LLC 330,662 14,168,000 15.47%
3 UBS Group AG 207,221 8,879,000 9.69%
4 CITIGROUP INC 200,280 8,582,000 9.37%
5 MORGAN STANLEY 149,364 6,401,000 6.99%
6 BANK OF AMERICA CORP /DE/ 110,892 4,752,000 5.19%
7 WELLS FARGO & COMPANY/MN 107,303 4,598,000 5.02%
8 HighTower Advisors, LLC 67,553 2,896,000 3.16%
9 STIFEL FINANCIAL CORP 4,254 2,351,000 2.57%
10 Tower Research Capital LLC (TRC) 44,107 1,890,000 2.06%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 43,571 1,867,000 2.04%
12 CITADEL ADVISORS LLC 43,363 1,858,000 2.03%
13 LPL Financial LLC 43,909 1,848,000 2.02%
14 SG Americas Securities, LLC 29,226 1,252,000 1.37%
15 JANE STREET GROUP, LLC 27,232 1,167,000 1.27%
16 RAYMOND JAMES & ASSOCIATES 19,689 844,000 0.92%
17 Virtu KCG Holdings LLC 19,608 840,000 0.92%
18 SPINNAKER TRUST 18,833 807,000 0.88%
19 ROYAL BANK OF CANADA 18,561 795,000 0.87%
20 HSBC HOLDINGS PLC 17,390 745,000 0.81%
21 MSI Financial Services Inc 15,726 674,000 0.74%
22 First Allied Advisory Services, Inc. 13,521 577,000 0.63%
23 J.P. Morgan Private Wealth Advisors LLC 13,350 572,000 0.62%
24 BENJAMIN F. EDWARDS & COMPANY, INC. 12,712 545,000 0.59%
25 Raymond James Financial Services Advisors, Inc. 10,014 429,000 0.47%
26 DUBUQUE BANK & TRUST CO 10,000 429,000 0.47%
27 Commonwealth Equity Services, Inc 9,623 412,000 0.45%
28 Cetera Advisor Networks LLC 9,495 407,000 0.44%
29 ENVESTNET ASSET MANAGEMENT INC 8,798 377,000 0.41%
30 HOWE & RUSLING INC 8,722 374,000 0.41%
31 BB&T SECURITIES, LLC 8,541 365,000 0.40%
32 PNC FINANCIAL SERVICES GROUP, INC. 7,081 303,000 0.33%
33 MILLENNIUM MANAGEMENT LLC 5,566 239,000 0.26%
34 AMERICAN INTERNATIONAL GROUP, INC. 2,925 126,000 0.14%
35 WFG Advisors, LP 1,778 76,000 0.08%
36 Winslow, Evans & Crocker, Inc. 1,590 68,132 0.07%
37 IFP ADVISORS, INC 1,310 56,000 0.06%
38 Creative Planning 1,003 43,000 0.05%
39 LADENBURG THALMANN FINANCIAL SERVICES INC. 820 35,000 0.04%
40 BANK OF MONTREAL /CAN/ 508 22,000 0.02%
41 VALLEY NATIONAL ADVISERS INC 283 12,000 0.01%
42 Focused Wealth Management, Inc 152 7,000 0.01%
43 Transamerica Financial Advisors, LLC 80 4,000 0.00%
44 ADVANTAGE INVESTMENT MANAGEMENT, LLC 50 2,000 0.00%
45 THOMPSON DAVIS & CO., INC. 14 1,000 0.00%
46 Advisory Services Network, LLC 8 0 0.00%
47 BlackRock Finance, Inc. 8 0 0.00%
48 Parallax Volatility Advisers, L.P. 2 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.