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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 53 Institutional holders with a total value of $86,546,528.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 2 0 0.00%
2 THOMPSON DAVIS & CO., INC. 14 1,000 0.00%
3 Transamerica Financial Advisors, LLC 9 1,000 0.00%
4 BENJAMIN F. EDWARDS & COMPANY, INC. 48 2,000 0.00%
5 Gradient Investments LLC 48 2,000 0.00%
6 Hudock, Inc. 85 3,000 0.00%
7 WOLVERINE TRADING LP /BD 100 4,296 0.00%
8 Winslow, Evans & Crocker, Inc. 120 5,232 0.01%
9 IFP ADVISORS, INC 140 6,000 0.01%
10 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 130 6,000 0.01%
11 BANK OF MONTREAL /CAN/ 254 11,000 0.01%
12 VALLEY NATIONAL ADVISERS INC 282 12,000 0.01%
13 SIGNATUREFD, LLC 668 29,000 0.03%
14 Livingston Group Asset Management CO (operating as Southport Capital Management) 680 30,000 0.03%
15 ADVANTAGE INVESTMENT MANAGEMENT, LLC 787 34,000 0.04%
16 Creative Planning 1,003 44,000 0.05%
17 Advisory Services Network, LLC 1,400 61,000 0.07%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,623 70,000 0.08%
19 ADVISOR GROUP, INC. 1,743 74,000 0.09%
20 PNC FINANCIAL SERVICES GROUP, INC. 3,197 139,000 0.16%
21 VICUS CAPITAL 4,794 209,000 0.24%
22 HighTower Advisors, LLC 6,923 302,000 0.35%
23 Commonwealth Equity Services, Inc 7,675 335,000 0.39%
24 Virtu KCG Holdings LLC 8,076 352,000 0.41%
25 HOWE & RUSLING INC 8,112 354,000 0.41%
26 First Allied Advisory Services, Inc. 8,300 360,000 0.42%
27 Raymond James Financial Services Advisors, Inc. 8,825 385,000 0.44%
28 LINCOLN NATIONAL CORP 11,391 497,000 0.57%
29 MSI Financial Services Inc 11,872 518,000 0.60%
30 J.P. Morgan Private Wealth Advisors LLC 12,800 558,000 0.64%
31 ROYAL BANK OF CANADA 12,948 564,000 0.65%
32 Virtu Financial LLC 15,012 655,000 0.76%
33 HSBC HOLDINGS PLC 17,390 758,000 0.88%
34 Tower Research Capital LLC (TRC) 19,170 836,000 0.97%
35 JANE STREET GROUP, LLC 19,316 842,000 0.97%
36 LPL Financial LLC 20,716 898,000 1.04%
37 ENVESTNET ASSET MANAGEMENT INC 21,327 930,000 1.07%
38 DARWIN WEALTH MANAGEMENT, LLC 21,715 947,000 1.09%
39 SUSQUEHANNA INTERNATIONAL GROUP, LLP 22,238 969,000 1.12%
40 Cetera Advisors LLC 25,361 1,106,000 1.28%
41 SG Americas Securities, LLC 34,149 1,489,000 1.72%
42 SOCIETE GENERALE 34,149 1,489,000 1.72%
43 CITADEL ADVISORS LLC 37,816 1,649,000 1.91%
44 BB&T SECURITIES, LLC 39,554 1,724,000 1.99%
45 AVIANCE CAPITAL MANAGEMENT, LLC 62,144 2,709,000 3.13%
46 MORGAN STANLEY 68,396 2,982,000 3.45%
47 CITIGROUP INC 100,050 4,362,000 5.04%
48 WELLS FARGO & COMPANY/MN 110,647 4,824,000 5.57%
49 RAYMOND JAMES & ASSOCIATES 140,265 6,116,000 7.07%
50 UBS Group AG 150,462 6,560,000 7.58%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.