| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 1834 INVESTMENT ADVISORS CO | 94,325 | 2,222,000 | 25.04% | ||
| 2 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 90,934 | 2,141,000 | 24.13% | ||
| 3 | INVESTMENT CENTERS OF AMERICA INC | 60,351 | 1,422,000 | 16.02% | ||
| 4 | VSR Financial Services, Inc. | 33,580 | 791,000 | 8.91% | ||
| 5 | AMERIPRISE FINANCIAL INC | 32,446 | 764,000 | 8.61% | ||
| 6 | AMERICAN INTERNATIONAL GROUP, INC. | 26,457 | 623,332 | 7.02% | ||
| 7 | BANK OF MONTREAL /CAN/ | 25,869 | 609,000 | 6.86% | ||
| 8 | THRIVENT FINANCIAL FOR LUTHERANS | 7,855 | 186,000 | 2.10% | ||
| 9 | PNC FINANCIAL SERVICES GROUP, INC. | 1,542 | 36,000 | 0.41% | ||
| 10 | WESTPORT RESOURCES MANAGEMENT INC | 1,350 | 32,000 | 0.36% | ||
| 11 | LS Investment Advisors, LLC | 760 | 18,000 | 0.20% | ||
| 12 | WELLS FARGO & COMPANY/MN | 300 | 7,000 | 0.08% | ||
| 13 | ROYAL BANK OF CANADA | 250 | 6,000 | 0.07% | ||
| 14 | Cordasco Financial Network | 254 | 6,000 | 0.07% | ||
| 15 | NEXT Financial Group, Inc | 265 | 6,000 | 0.07% | ||
| 16 | Creative Planning | 200 | 5,000 | 0.06% | ||
| 17 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
