| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 84,889 | 1,917,000 | 26.81% | ||
| 2 | INVESTMENT CENTERS OF AMERICA INC | 61,388 | 1,375,000 | 19.23% | ||
| 3 | AMERIPRISE FINANCIAL INC | 37,384 | 834,000 | 11.66% | ||
| 4 | VSR Financial Services, Inc. | 34,688 | 774,000 | 10.82% | ||
| 5 | AMERICAN INTERNATIONAL GROUP, INC. | 28,160 | 628,533 | 8.79% | ||
| 6 | 1834 INVESTMENT ADVISORS CO | 19,310 | 431,000 | 6.03% | ||
| 7 | BANK OF MONTREAL /CAN/ | 15,442 | 345,000 | 4.82% | ||
| 8 | ENVESTNET ASSET MANAGEMENT INC | 9,529 | 213,000 | 2.98% | ||
| 9 | Janney Montgomery Scott LLC | 9,540 | 212,933 | 2.98% | ||
| 10 | ROYAL BANK OF CANADA | 8,450 | 189,000 | 2.64% | ||
| 11 | THRIVENT FINANCIAL FOR LUTHERANS | 4,918 | 109,000 | 1.52% | ||
| 12 | PNC FINANCIAL SERVICES GROUP, INC. | 1,542 | 34,000 | 0.48% | ||
| 13 | MSI Financial Services Inc | 965 | 22,000 | 0.31% | ||
| 14 | WELLS FARGO & COMPANY/MN | 901 | 20,000 | 0.28% | ||
| 15 | WESTPORT RESOURCES MANAGEMENT INC | 850 | 19,000 | 0.27% | ||
| 16 | LS Investment Advisors, LLC | 760 | 17,000 | 0.24% | ||
| 17 | Cordasco Financial Network | 254 | 6,000 | 0.08% | ||
| 18 | NEXT Financial Group, Inc | 265 | 5,000 | 0.07% | ||
| 19 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
