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UBS AG JERSEY BRH
UBS AG JERSEY BRH. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 25 Institutional holders with a total value of $9,048,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LADENBURG THALMANN FINANCIAL SERVICES INC. 98,217 2,038,000 22.52%
2 ROYAL BANK OF CANADA 84,529 1,714,000 18.94%
3 INVESTMENT CENTERS OF AMERICA INC 65,217 1,325,000 14.64%
4 AMERIPRISE FINANCIAL INC 40,004 811,000 8.96%
5 VSR Financial Services, Inc. 23,862 484,000 5.35%
6 AMERICAN INTERNATIONAL GROUP, INC. 22,841 463,000 5.12%
7 1834 INVESTMENT ADVISORS CO 16,810 341,000 3.77%
8 Cambridge Investment Research Advisors, Inc. 14,513 294,000 3.25%
9 ENVESTNET ASSET MANAGEMENT INC 13,497 274,000 3.03%
10 Carroll Financial Associates, Inc. 12,500 253,000 2.80%
11 Commonwealth Equity Services, Inc 11,228 228,000 2.52%
12 JANE STREET GROUP, LLC 10,498 213,000 2.35%
13 Cetera Advisor Networks LLC 10,205 207,000 2.29%
14 BANK OF MONTREAL /CAN/ 7,468 151,000 1.67%
15 THRIVENT FINANCIAL FOR LUTHERANS 4,778 97,000 1.07%
16 MORGAN STANLEY 1,661 34,000 0.38%
17 PNC FINANCIAL SERVICES GROUP, INC. 1,542 32,000 0.35%
18 IFP ADVISORS, INC 1,412 29,000 0.32%
19 MCKINLEY CAPITAL MANAGEMENT LLC 1,224 25,000 0.28%
20 MSI Financial Services Inc 965 20,000 0.22%
21 Cordasco Financial Network 254 5,000 0.06%
22 Advisors Asset Management, Inc. 240 5,000 0.06%
23 NEXT Financial Group, Inc 265 5,000 0.06%
24 WELLS FARGO & COMPANY/MN 0 0 0.00%
25 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.