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UBS AG JERSEY BRH
UBS AG JERSEY BRH. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 22 Institutional holders with a total value of $10,357,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LADENBURG THALMANN FINANCIAL SERVICES INC. 93,169 2,062,000 19.91%
2 Mosaic Financial Partners, Inc. 81,936 1,808,000 17.46%
3 INVESTMENT CENTERS OF AMERICA INC 67,792 1,498,000 14.46%
4 AMERIPRISE FINANCIAL INC 55,975 1,224,000 11.82%
5 WESPAC Advisors, LLC 49,168 1,085,000 10.48%
6 PROFICIO CAPITAL PARTNERS LLC 41,175 909,000 8.78%
7 ADVISOR GROUP, INC. 23,284 514,000 4.96%
8 Cambridge Investment Research Advisors, Inc. 14,428 318,000 3.07%
9 1834 INVESTMENT ADVISORS CO 12,100 267,000 2.58%
10 ENVESTNET ASSET MANAGEMENT INC 11,095 245,000 2.37%
11 Advisory Services Network, LLC 5,012 111,000 1.07%
12 THRIVENT FINANCIAL FOR LUTHERANS 4,718 104,000 1.00%
13 PNC FINANCIAL SERVICES GROUP, INC. 3,292 72,000 0.70%
14 IFP ADVISORS, INC 2,266 50,000 0.48%
15 MORGAN STANLEY 1,593 35,000 0.34%
16 MCKINLEY CAPITAL MANAGEMENT LLC 854 19,000 0.18%
17 MSI Financial Services Inc 693 15,000 0.14%
18 ROYAL BANK OF CANADA 456 10,000 0.10%
19 NEXT Financial Group, Inc 265 6,000 0.06%
20 Advisors Asset Management, Inc. 240 5,000 0.05%
21 Parallax Volatility Advisers, L.P. 1 0 0.00%
22 WELLS FARGO & COMPANY/MN 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.