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UBS AG JERSEY BRH
UBS AG JERSEY BRH. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 27 Institutional holders with a total value of $15,463,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AMERIPRISE FINANCIAL INC 128,904 2,924,000 18.91%
2 LADENBURG THALMANN FINANCIAL SERVICES INC. 116,207 2,625,000 16.98%
3 Mosaic Financial Partners, Inc. 81,730 1,854,000 11.99%
4 INVESTMENT CENTERS OF AMERICA INC 70,666 1,602,000 10.36%
5 WESPAC Advisors, LLC 47,401 1,075,000 6.95%
6 PROFICIO CAPITAL PARTNERS LLC 42,325 960,000 6.21%
7 JANE STREET GROUP, LLC 41,860 950,000 6.14%
8 FLAGSHIP HARBOR ADVISORS, LLC 37,776 852,000 5.51%
9 ADVISOR GROUP, INC. 23,129 524,000 3.39%
10 CUE ADVISORY SERVICES, INC. 21,700 492,000 3.18%
11 Cambridge Investment Research Advisors, Inc. 14,645 332,000 2.15%
12 Private Advisor Group, LLC 14,000 318,000 2.06%
13 Janney Montgomery Scott LLC 13,925 316,000 2.04%
14 1834 INVESTMENT ADVISORS CO 12,369 281,000 1.82%
15 PNC FINANCIAL SERVICES GROUP, INC. 3,292 74,000 0.48%
16 MSI Financial Services Inc 2,942 67,000 0.43%
17 THRIVENT FINANCIAL FOR LUTHERANS 1,846 43,000 0.28%
18 MORGAN STANLEY 1,593 36,000 0.23%
19 IFP ADVISORS, INC 1,534 35,000 0.23%
20 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,525 35,000 0.23%
21 GLOBAL RETIREMENT PARTNERS, LLC 786 18,000 0.12%
22 ROYAL BANK OF CANADA 763 17,000 0.11%
23 MCKINLEY CAPITAL MANAGEMENT LLC 694 16,000 0.10%
24 NEXT Financial Group, Inc 265 6,000 0.04%
25 WELLS FARGO & COMPANY/MN 266 6,000 0.04%
26 Advisors Asset Management, Inc. 240 5,000 0.03%
27 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.