| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 4,408,420 | 45,362,000 | 19.58% | ||
| 2 | 1607 Capital Partners, LLC | 4,048,909 | 41,663,000 | 17.98% | ||
| 3 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 3,794,758 | 39,048,000 | 16.85% | ||
| 4 | Karpus Management, Inc. | 1,866,007 | 19,201,000 | 8.29% | ||
| 5 | Invesco Ltd. | 812,110 | 8,357,000 | 3.61% | ||
| 6 | MORGAN STANLEY | 799,702 | 8,229,000 | 3.55% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 540,457 | 5,561,000 | 2.40% | ||
| 8 | Janney Montgomery Scott LLC | 502,821 | 5,174,000 | 2.23% | ||
| 9 | NORTHERN CAPITAL MANAGEMENT LLC | 490,256 | 5,045,000 | 2.18% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 351,535 | 3,617,000 | 1.56% | ||
| 11 | BAIRD FINANCIAL GROUP, INC. | 333,313 | 3,430,000 | 1.48% | ||
| 12 | CREDIT SUISSE AG/ | 315,102 | 3,242,000 | 1.40% | ||
| 13 | HighTower Advisors, LLC | 281,934 | 2,892,000 | 1.25% | ||
| 14 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 268,278 | 2,781,000 | 1.20% | ||
| 15 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 268,246 | 2,760,000 | 1.19% | ||
| 16 | ROYAL BANK OF CANADA | 257,785 | 2,653,000 | 1.15% | ||
| 17 | HL FINANCIAL SERVICES LLC | 236,015 | 2,429,000 | 1.05% | ||
| 18 | Point View Wealth Management, Inc. | 231,403 | 2,381,000 | 1.03% | ||
| 19 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 230,676 | 2,374,000 | 1.02% | ||
| 20 | Advisors Asset Management, Inc. | 222,897 | 2,294,000 | 0.99% | ||
| 21 | GRACE & WHITE INC /NY | 212,159 | 2,183,000 | 0.94% | ||
| 22 | Horizon Kinetics LLC | 181,132 | 1,864,000 | 0.80% | ||
| 23 | MARINER INVESTMENT GROUP LLC | 151,708 | 1,561,000 | 0.67% | ||
| 24 | GEODE CAPITAL MANAGEMENT, LLC | 139,327 | 1,433,000 | 0.62% | PRN | |
| 25 | Ancora Advisors LLC | 119,500 | 1,230,000 | 0.53% | ||
| 26 | LPL Financial LLC | 108,996 | 1,132,000 | 0.49% | ||
| 27 | ICON ADVISERS INC/CO | 108,660 | 1,118,000 | 0.48% | ||
| 28 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 107,085 | 1,102,000 | 0.48% | ||
| 29 | ROBERTS GLORE & CO INC /IL/ | 105,450 | 1,085,000 | 0.47% | ||
| 30 | WOLVERINE ASSET MANAGEMENT LLC | 90,668 | 932,000 | 0.40% | ||
| 31 | UBS Group AG | 83,354 | 858,000 | 0.37% | ||
| 32 | RAYMOND JAMES & ASSOCIATES | 77,714 | 800,000 | 0.35% | ||
| 33 | GUGGENHEIM CAPITAL LLC | 56,256 | 579,000 | 0.25% | ||
| 34 | SG Americas Securities, LLC | 55,618 | 572,000 | 0.25% | ||
| 35 | Ionic Capital Management LLC | 54,318 | 559,000 | 0.24% | ||
| 36 | Cordasco Financial Network | 52,248 | 538,000 | 0.23% | ||
| 37 | DOLIVER ADVISORS, LP | 46,043 | 474,000 | 0.20% | ||
| 38 | Squarepoint Ops LLC | 45,200 | 465,000 | 0.20% | ||
| 39 | KNIGHTSBRIDGE ASSET MANAGEMENT, LLC | 45,230 | 465,000 | 0.20% | ||
| 40 | SMITH HAYES Advisers, Inc | 40,100 | 413,000 | 0.18% | ||
| 41 | USCA RIA LLC | 38,900 | 400,000 | 0.17% | ||
| 42 | WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV | 33,000 | 340,000 | 0.15% | ||
| 43 | Cetera Advisors LLC | 31,100 | 319,000 | 0.14% | ||
| 44 | Weiss Asset Management LP | 29,977 | 308,000 | 0.13% | ||
| 45 | Virtu KCG Holdings LLC | 29,717 | 306,000 | 0.13% | ||
| 46 | PAYDEN & RYGEL | 19,600 | 202,000 | 0.09% | ||
| 47 | Cambridge Investment Research Advisors, Inc. | 17,962 | 185,000 | 0.08% | ||
| 48 | Torch Wealth Management LLC | 17,322 | 178,000 | 0.08% | ||
| 49 | US BANCORP \DE\ | 16,443 | 169,000 | 0.07% | ||
| 50 | WEDBUSH SECURITIES INC | 15,672 | 161,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
