| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 3,914,948 | 43,808,000 | 16.87% | ||
| 2 | WELLS FARGO & COMPANY/MN | 3,841,810 | 42,989,000 | 16.55% | ||
| 3 | 1607 Capital Partners, LLC | 3,531,887 | 39,522,000 | 15.22% | ||
| 4 | SIT INVESTMENT ASSOCIATES INC | 1,512,353 | 16,923,000 | 6.52% | ||
| 5 | Karpus Management, Inc. | 1,108,020 | 12,399,000 | 4.77% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 1,057,881 | 11,837,000 | 4.56% | ||
| 7 | MORGAN STANLEY | 884,990 | 9,903,000 | 3.81% | ||
| 8 | Invesco Ltd. | 757,587 | 8,477,000 | 3.26% | ||
| 9 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 582,157 | 6,514,000 | 2.51% | ||
| 10 | Stevens First Principles Investment Advisors | 523,856 | 5,862,000 | 2.26% | ||
| 11 | HighTower Advisors, LLC | 524,884 | 5,861,000 | 2.26% | ||
| 12 | NORTHERN CAPITAL MANAGEMENT LLC | 503,800 | 5,638,000 | 2.17% | ||
| 13 | Janney Montgomery Scott LLC | 496,394 | 5,555,000 | 2.14% | ||
| 14 | Point View Wealth Management, Inc. | 268,001 | 2,999,000 | 1.15% | ||
| 15 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 265,778 | 2,974,000 | 1.14% | ||
| 16 | ROYAL BANK OF CANADA | 263,476 | 2,949,000 | 1.14% | ||
| 17 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 245,410 | 2,749,000 | 1.06% | ||
| 18 | HL FINANCIAL SERVICES LLC | 239,375 | 2,679,000 | 1.03% | ||
| 19 | Advisors Asset Management, Inc. | 229,133 | 2,564,000 | 0.99% | ||
| 20 | UBS Group AG | 212,803 | 2,381,000 | 0.92% | ||
| 21 | GRACE & WHITE INC /NY | 209,559 | 2,345,000 | 0.90% | ||
| 22 | Horizon Kinetics LLC | 171,086 | 1,915,000 | 0.74% | ||
| 23 | COHEN & STEERS, INC. | 162,706 | 1,821,000 | 0.70% | ||
| 24 | GEODE CAPITAL MANAGEMENT, LLC | 157,460 | 1,761,000 | 0.68% | ||
| 25 | ROBERTS GLORE & CO INC /IL/ | 150,812 | 1,688,000 | 0.65% | ||
| 26 | Ancora Advisors LLC | 131,208 | 1,468,000 | 0.57% | ||
| 27 | RAYMOND JAMES & ASSOCIATES | 123,438 | 1,381,000 | 0.53% | ||
| 28 | DOLIVER ADVISORS, LP | 111,225 | 1,245,000 | 0.48% | ||
| 29 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 111,088 | 1,243,000 | 0.48% | ||
| 30 | USCA RIA LLC | 83,820 | 938,000 | 0.36% | ||
| 31 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 68,800 | 770,000 | 0.30% | ||
| 32 | MARINER INVESTMENT GROUP LLC | 66,390 | 743,000 | 0.29% | ||
| 33 | GUGGENHEIM CAPITAL LLC | 56,256 | 630,000 | 0.24% | ||
| 34 | LPL Financial LLC | 53,769 | 597,000 | 0.23% | ||
| 35 | D.A. DAVIDSON & CO. | 42,649 | 477,000 | 0.18% | ||
| 36 | WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV | 42,061 | 471,000 | 0.18% | ||
| 37 | First Eagle Investment Management, LLC | 40,700 | 455,000 | 0.18% | ||
| 38 | WEDBUSH SECURITIES INC | 37,358 | 418,000 | 0.16% | ||
| 39 | North Star Investment Management Corp. | 36,450 | 408,000 | 0.16% | ||
| 40 | Private Advisor Group, LLC | 36,136 | 401,000 | 0.15% | ||
| 41 | KNIGHTSBRIDGE ASSET MANAGEMENT, LLC | 35,180 | 394,000 | 0.15% | ||
| 42 | Laurion Capital Management LP | 34,436 | 385,000 | 0.15% | ||
| 43 | THRESHOLD GROUP LLC | 23,000 | 257,000 | 0.10% | ||
| 44 | TFS CAPITAL LLC | 22,239 | 249,000 | 0.10% | ||
| 45 | Paloma Partners Management Co | 20,000 | 224,000 | 0.09% | ||
| 46 | Virtu KCG Holdings LLC | 19,588 | 219,000 | 0.08% | ||
| 47 | PAYDEN & RYGEL | 19,600 | 219,000 | 0.08% | ||
| 48 | Waldron Private Wealth LLC | 18,268 | 204,000 | 0.08% | ||
| 49 | US BANCORP \DE\ | 16,443 | 184,000 | 0.07% | ||
| 50 | Cetera Advisors LLC | 15,500 | 174,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
