| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 4,392,038 | 45,677,000 | 20.10% | ||
| 2 | 1607 Capital Partners, LLC | 4,043,654 | 42,054,000 | 18.50% | ||
| 3 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 3,626,265 | 37,713,000 | 16.59% | ||
| 4 | Karpus Management, Inc. | 2,142,488 | 22,282,000 | 9.80% | ||
| 5 | Invesco Ltd. | 808,219 | 8,405,000 | 3.70% | ||
| 6 | MORGAN STANLEY | 647,591 | 6,735,000 | 2.96% | ||
| 7 | Janney Montgomery Scott LLC | 625,786 | 6,508,000 | 2.86% | ||
| 8 | NORTHERN CAPITAL MANAGEMENT LLC | 552,766 | 5,749,000 | 2.53% | ||
| 9 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 540,457 | 5,621,000 | 2.47% | ||
| 10 | BAIRD FINANCIAL GROUP, INC. | 369,825 | 3,846,000 | 1.69% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 364,597 | 3,792,000 | 1.67% | ||
| 12 | CREDIT SUISSE AG/ | 315,102 | 3,277,000 | 1.44% | ||
| 13 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 273,876 | 2,848,000 | 1.25% | ||
| 14 | ROYAL BANK OF CANADA | 245,238 | 2,550,000 | 1.12% | ||
| 15 | HL FINANCIAL SERVICES LLC | 234,375 | 2,437,000 | 1.07% | ||
| 16 | Advisors Asset Management, Inc. | 234,130 | 2,435,000 | 1.07% | ||
| 17 | Point View Wealth Management, Inc. | 219,541 | 2,283,000 | 1.00% | ||
| 18 | GRACE & WHITE INC /NY | 202,459 | 2,105,000 | 0.93% | ||
| 19 | Horizon Kinetics LLC | 190,112 | 1,977,000 | 0.87% | ||
| 20 | MARINER INVESTMENT GROUP LLC | 151,708 | 1,578,000 | 0.69% | ||
| 21 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 138,367 | 1,433,000 | 0.63% | ||
| 22 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 133,922 | 1,393,000 | 0.61% | ||
| 23 | Ancora Advisors LLC | 119,500 | 1,243,000 | 0.55% | ||
| 24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 117,399 | 1,220,000 | 0.54% | ||
| 25 | UBS Group AG | 105,656 | 1,099,000 | 0.48% | ||
| 26 | HighTower Advisors, LLC | 98,864 | 1,029,000 | 0.45% | ||
| 27 | ICON ADVISERS INC/CO | 92,202 | 959,000 | 0.42% | ||
| 28 | RAYMOND JAMES & ASSOCIATES | 78,862 | 820,000 | 0.36% | ||
| 29 | DOLIVER ADVISORS, LP | 75,517 | 785,000 | 0.35% | ||
| 30 | Cordasco Financial Network | 64,748 | 673,000 | 0.30% | ||
| 31 | LPL Financial LLC | 57,077 | 591,000 | 0.26% | ||
| 32 | GUGGENHEIM CAPITAL LLC | 52,399 | 545,000 | 0.24% | ||
| 33 | KNIGHTSBRIDGE ASSET MANAGEMENT, LLC | 46,330 | 482,000 | 0.21% | ||
| 34 | SMITH HAYES Advisers, Inc | 39,700 | 413,000 | 0.18% | ||
| 35 | Cetera Advisors LLC | 38,200 | 396,000 | 0.17% | ||
| 36 | Ionic Capital Management LLC | 36,812 | 383,000 | 0.17% | ||
| 37 | WOLVERINE ASSET MANAGEMENT LLC | 35,180 | 365,000 | 0.16% | ||
| 38 | WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV | 33,000 | 343,000 | 0.15% | ||
| 39 | USCA RIA LLC | 28,900 | 301,000 | 0.13% | ||
| 40 | GEODE CAPITAL MANAGEMENT, LLC | 28,643 | 297,000 | 0.13% | PRN | |
| 41 | Curi Capital, LLC | 27,600 | 287,000 | 0.13% | ||
| 42 | PAYDEN & RYGEL | 19,600 | 204,000 | 0.09% | ||
| 43 | Torch Wealth Management LLC | 18,818 | 196,000 | 0.09% | ||
| 44 | Virtu KCG Holdings LLC | 18,742 | 195,000 | 0.09% | ||
| 45 | WEDBUSH SECURITIES INC | 17,314 | 180,000 | 0.08% | ||
| 46 | Cambridge Investment Research Advisors, Inc. | 17,111 | 178,000 | 0.08% | ||
| 47 | US BANCORP \DE\ | 16,443 | 171,000 | 0.08% | ||
| 48 | Commonwealth Equity Services, Inc | 13,063 | 136,000 | 0.06% | ||
| 49 | CSS LLC/IL | 12,903 | 134,000 | 0.06% | ||
| 50 | PNC FINANCIAL SERVICES GROUP, INC. | 12,658 | 131,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
