| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 4,861,567 | 56,346,000 | 22.87% | ||
| 2 | 1607 Capital Partners, LLC | 3,792,054 | 43,950,000 | 17.84% | ||
| 3 | Karpus Management, Inc. | 2,620,291 | 30,369,000 | 12.33% | ||
| 4 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 2,269,544 | 26,304,000 | 10.68% | ||
| 5 | Invesco Ltd. | 910,926 | 10,557,000 | 4.28% | ||
| 6 | Janney Montgomery Scott LLC | 653,146 | 7,569,960 | 3.07% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 540,457 | 6,264,000 | 2.54% | ||
| 8 | Horizon Kinetics LLC | 536,271 | 6,215,000 | 2.52% | ||
| 9 | MARINER INVESTMENT GROUP LLC | 488,863 | 5,666,000 | 2.30% | ||
| 10 | Robert W. Baird & Co. Inc | 476,393 | 5,521,000 | 2.24% | SH | |
| 11 | MORGAN STANLEY | 459,586 | 5,326,000 | 2.16% | ||
| 12 | CREDIT SUISSE AG/ | 383,526 | 4,445,000 | 1.80% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 383,395 | 4,444,000 | 1.80% | ||
| 14 | ROYAL BANK OF CANADA | 338,375 | 3,921,000 | 1.59% | ||
| 15 | Assured Investment Management LLC | 258,844 | 3,000,000 | 1.22% | ||
| 16 | Point View Wealth Management, Inc. | 177,245 | 2,054,000 | 0.83% | ||
| 17 | GRACE & WHITE INC /NY | 162,222 | 1,880,000 | 0.76% | ||
| 18 | UBS AG | 161,510 | 1,872,000 | 0.76% | ||
| 19 | RAYMOND JAMES & ASSOCIATES | 157,623 | 1,827,000 | 0.74% | ||
| 20 | DOLIVER ADVISORS, LP | 133,284 | 1,545,000 | 0.63% | ||
| 21 | Eos Management, L.P. | 123,836 | 1,436,000 | 0.58% | ||
| 22 | Cordasco Financial Network | 123,321 | 1,429,000 | 0.58% | ||
| 23 | Peachtree Investment Advisors, Inc. | 120,813 | 1,400,000 | 0.57% | ||
| 24 | Ancora Advisors LLC | 116,500 | 1,350,000 | 0.55% | ||
| 25 | HL FINANCIAL SERVICES LLC | 112,221 | 1,301,000 | 0.53% | ||
| 26 | KMS FINANCIAL SERVICES, INC | 96,070 | 1,113,000 | 0.45% | ||
| 27 | LPL Financial LLC | 79,609 | 930,000 | 0.38% | ||
| 28 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 61,753 | 716,000 | 0.29% | ||
| 29 | IMA Advisory Services, Inc. | 57,080 | 662,000 | 0.27% | ||
| 30 | GUGGENHEIM CAPITAL LLC | 56,671 | 657,000 | 0.27% | ||
| 31 | HighTower Advisors, LLC | 54,994 | 637,000 | 0.26% | ||
| 32 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 53,843 | 624,000 | 0.25% | ||
| 33 | MSI Financial Services Inc | 53,712 | 623,000 | 0.25% | ||
| 34 | KNIGHTSBRIDGE ASSET MANAGEMENT, LLC | 38,160 | 442,000 | 0.18% | ||
| 35 | Thomas J. Herzfeld Advisors, Inc. | 35,075 | 407,000 | 0.17% | ||
| 36 | Cutter & CO Brokerage, Inc. | 29,729 | 345,000 | 0.14% | ||
| 37 | GEODE CAPITAL MANAGEMENT, LLC | 29,433 | 341,000 | 0.14% | PRN | |
| 38 | WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV | 28,000 | 325,000 | 0.13% | ||
| 39 | PAYDEN & RYGEL | 19,600 | 227,000 | 0.09% | ||
| 40 | WEDBUSH SECURITIES INC | 18,278 | 212,000 | 0.09% | ||
| 41 | Commonwealth Equity Services, Inc | 17,971 | 208,000 | 0.08% | ||
| 42 | US BANCORP \DE\ | 17,243 | 199,000 | 0.08% | ||
| 43 | Torch Wealth Management LLC | 16,607 | 192,000 | 0.08% | ||
| 44 | TFS CAPITAL LLC | 15,162 | 176,000 | 0.07% | ||
| 45 | GOLDMAN SACHS GROUP INC | 14,001 | 162,000 | 0.07% | ||
| 46 | CSS LLC/IL | 12,468 | 145,000 | 0.06% | ||
| 47 | Cerity Partners OCIO LLC | 12,482 | 145,000 | 0.06% | ||
| 48 | NATIONAL PLANNING CORP | 11,371 | 132,000 | 0.05% | ||
| 49 | LEVIN CAPITAL STRATEGIES, L.P. | 11,070 | 128,000 | 0.05% | ||
| 50 | CITIGROUP INC | 10,005 | 116,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
