| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 1607 Capital Partners, LLC | 4,052,154 | 45,344,000 | 19.29% | ||
| 2 | WELLS FARGO & COMPANY/MN | 3,662,344 | 40,981,000 | 17.43% | ||
| 3 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 3,604,264 | 40,332,000 | 17.16% | ||
| 4 | Karpus Management, Inc. | 2,693,885 | 30,145,000 | 12.82% | ||
| 5 | Invesco Ltd. | 814,726 | 9,117,000 | 3.88% | ||
| 6 | Janney Montgomery Scott LLC | 642,514 | 7,189,733 | 3.06% | ||
| 7 | MORGAN STANLEY | 621,130 | 6,950,000 | 2.96% | ||
| 8 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 540,457 | 6,048,000 | 2.57% | ||
| 9 | BAIRD FINANCIAL GROUP, INC. | 393,024 | 4,398,000 | 1.87% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 390,589 | 4,371,000 | 1.86% | ||
| 11 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 253,521 | 2,837,000 | 1.21% | ||
| 12 | Advisors Asset Management, Inc. | 232,216 | 2,598,000 | 1.11% | ||
| 13 | HL FINANCIAL SERVICES LLC | 231,504 | 2,591,000 | 1.10% | ||
| 14 | CREDIT SUISSE AG/ | 215,102 | 2,407,000 | 1.02% | ||
| 15 | ROYAL BANK OF CANADA | 203,063 | 2,272,000 | 0.97% | ||
| 16 | Point View Wealth Management, Inc. | 198,494 | 2,221,000 | 0.94% | ||
| 17 | MARINER INVESTMENT GROUP LLC | 195,923 | 2,192,000 | 0.93% | ||
| 18 | Horizon Kinetics LLC | 191,598 | 2,144,000 | 0.91% | ||
| 19 | GRACE & WHITE INC /NY | 184,822 | 2,068,000 | 0.88% | ||
| 20 | UBS Group AG | 177,067 | 1,981,000 | 0.84% | ||
| 21 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 138,367 | 1,553,000 | 0.66% | ||
| 22 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 121,163 | 1,356,000 | 0.58% | ||
| 23 | RAYMOND JAMES & ASSOCIATES | 118,329 | 1,324,000 | 0.56% | ||
| 24 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 117,047 | 1,310,000 | 0.56% | ||
| 25 | HighTower Advisors, LLC | 108,347 | 1,212,000 | 0.52% | ||
| 26 | Ancora Advisors LLC | 102,500 | 1,147,000 | 0.49% | ||
| 27 | ICON ADVISERS INC/CO | 92,914 | 1,040,000 | 0.44% | ||
| 28 | Cordasco Financial Network | 76,419 | 855,000 | 0.36% | ||
| 29 | GUGGENHEIM CAPITAL LLC | 58,802 | 658,000 | 0.28% | ||
| 30 | LPL Financial LLC | 57,155 | 646,000 | 0.27% | ||
| 31 | IMA Advisory Services, Inc. | 57,080 | 639,000 | 0.27% | ||
| 32 | KNIGHTSBRIDGE ASSET MANAGEMENT, LLC | 48,360 | 541,000 | 0.23% | ||
| 33 | DOLIVER ADVISORS, LP | 48,203 | 539,000 | 0.23% | ||
| 34 | SMITH HAYES Advisers, Inc | 38,500 | 431,000 | 0.18% | ||
| 35 | WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV | 33,000 | 369,000 | 0.16% | ||
| 36 | USCA RIA LLC | 28,900 | 323,000 | 0.14% | ||
| 37 | Thomas J. Herzfeld Advisors, Inc. | 26,794 | 298,000 | 0.13% | ||
| 38 | PANAGORA ASSET MANAGEMENT INC | 19,915 | 223,000 | 0.09% | ||
| 39 | Cetera Advisors LLC | 19,570 | 220,000 | 0.09% | ||
| 40 | PAYDEN & RYGEL | 19,600 | 219,000 | 0.09% | ||
| 41 | Torch Wealth Management LLC | 18,816 | 211,000 | 0.09% | ||
| 42 | WEDBUSH SECURITIES INC | 18,310 | 205,000 | 0.09% | ||
| 43 | Peachtree Investment Advisors, Inc. | 17,509 | 196,000 | 0.08% | ||
| 44 | US BANCORP \DE\ | 16,443 | 184,000 | 0.08% | ||
| 45 | Commonwealth Equity Services, Inc | 12,998 | 145,000 | 0.06% | ||
| 46 | CSS LLC/IL | 12,790 | 143,000 | 0.06% | ||
| 47 | PNC FINANCIAL SERVICES GROUP, INC. | 12,651 | 141,000 | 0.06% | ||
| 48 | AMERIPRISE FINANCIAL INC | 11,579 | 130,000 | 0.06% | ||
| 49 | LEVIN CAPITAL STRATEGIES, L.P. | 11,070 | 124,000 | 0.05% | ||
| 50 | GOLDMAN SACHS GROUP INC | 10,993 | 123,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
