| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 4,254,435 | 47,266,000 | 18.24% | ||
| 2 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 3,912,295 | 43,466,000 | 16.77% | ||
| 3 | 1607 Capital Partners, LLC | 3,690,289 | 40,999,000 | 15.82% | ||
| 4 | Karpus Management, Inc. | 1,760,982 | 19,565,000 | 7.55% | ||
| 5 | SIT INVESTMENT ASSOCIATES INC | 1,379,900 | 15,331,000 | 5.92% | ||
| 6 | Invesco Ltd. | 814,775 | 9,052,000 | 3.49% | ||
| 7 | MORGAN STANLEY | 695,035 | 7,722,000 | 2.98% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 680,734 | 7,562,000 | 2.92% | ||
| 9 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 540,457 | 6,004,000 | 2.32% | ||
| 10 | Stevens First Principles Investment Advisors | 532,871 | 5,920,000 | 2.28% | ||
| 11 | Janney Montgomery Scott LLC | 502,821 | 5,174,000 | 2.00% | ||
| 12 | NORTHERN CAPITAL MANAGEMENT LLC | 463,850 | 5,153,000 | 1.99% | ||
| 13 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 302,112 | 3,358,000 | 1.30% | ||
| 14 | HighTower Advisors, LLC | 278,829 | 3,082,000 | 1.19% | ||
| 15 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 267,644 | 2,974,000 | 1.15% | ||
| 16 | ROYAL BANK OF CANADA | 267,617 | 2,973,000 | 1.15% | ||
| 17 | Point View Wealth Management, Inc. | 255,848 | 2,842,000 | 1.10% | ||
| 18 | HL FINANCIAL SERVICES LLC | 230,784 | 2,564,000 | 0.99% | ||
| 19 | Advisors Asset Management, Inc. | 219,275 | 2,436,000 | 0.94% | ||
| 20 | GRACE & WHITE INC /NY | 209,559 | 2,328,000 | 0.90% | ||
| 21 | UBS Group AG | 175,995 | 1,955,000 | 0.75% | ||
| 22 | Horizon Kinetics LLC | 171,069 | 1,900,000 | 0.73% | ||
| 23 | ROBERTS GLORE & CO INC /IL/ | 145,680 | 1,619,000 | 0.62% | ||
| 24 | GEODE CAPITAL MANAGEMENT, LLC | 145,581 | 1,617,000 | 0.62% | PRN | |
| 25 | MARINER INVESTMENT GROUP LLC | 132,785 | 1,475,000 | 0.57% | ||
| 26 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 128,603 | 1,429,000 | 0.55% | ||
| 27 | RAYMOND JAMES & ASSOCIATES | 123,508 | 1,372,000 | 0.53% | ||
| 28 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 111,207 | 1,236,000 | 0.48% | ||
| 29 | Ancora Advisors LLC | 109,600 | 1,218,000 | 0.47% | ||
| 30 | DOLIVER ADVISORS, LP | 81,321 | 909,000 | 0.35% | ||
| 31 | USCA RIA LLC | 71,060 | 789,000 | 0.30% | ||
| 32 | Lebenthal Holdings,LLC | 63,181 | 702,000 | 0.27% | ||
| 33 | LEBENTHAL ASSET MANAGEMENT, LLC | 63,181 | 702,000 | 0.27% | ||
| 34 | LPL Financial LLC | 60,308 | 678,000 | 0.26% | ||
| 35 | GUGGENHEIM CAPITAL LLC | 56,256 | 625,000 | 0.24% | ||
| 36 | KNIGHTSBRIDGE ASSET MANAGEMENT, LLC | 40,930 | 455,000 | 0.18% | ||
| 37 | WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV | 39,530 | 439,000 | 0.17% | ||
| 38 | Private Advisor Group, LLC | 33,886 | 381,000 | 0.15% | ||
| 39 | CORNERSTONE ADVISORS INC | 31,664 | 352,000 | 0.14% | ||
| 40 | WEDBUSH SECURITIES INC | 30,707 | 341,000 | 0.13% | ||
| 41 | TFS CAPITAL LLC | 28,867 | 321,000 | 0.12% | ||
| 42 | Cetera Advisors LLC | 27,000 | 301,000 | 0.12% | ||
| 43 | THRESHOLD GROUP LLC | 23,000 | 256,000 | 0.10% | ||
| 44 | CITIGROUP INC | 20,540 | 228,000 | 0.09% | ||
| 45 | North Star Investment Management Corp. | 19,750 | 219,000 | 0.08% | ||
| 46 | PAYDEN & RYGEL | 19,600 | 218,000 | 0.08% | ||
| 47 | US BANCORP \DE\ | 16,443 | 183,000 | 0.07% | ||
| 48 | WESTPORT RESOURCES MANAGEMENT INC | 15,945 | 177,000 | 0.07% | ||
| 49 | Diversified Investment Strategies, LLC | 14,600 | 162,000 | 0.06% | ||
| 50 | Virtu KCG Holdings LLC | 13,664 | 152,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
