| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 4,740,224 | 52,948,000 | 20.90% | ||
| 2 | 1607 Capital Partners, LLC | 2,972,489 | 33,203,000 | 13.11% | ||
| 3 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 2,596,718 | 29,005,000 | 11.45% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,555,387 | 17,374,000 | 6.86% | ||
| 5 | Karpus Management, Inc. | 1,280,864 | 14,307,000 | 5.65% | ||
| 6 | MORGAN STANLEY | 1,183,896 | 13,225,000 | 5.22% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 971,385 | 10,850,000 | 4.28% | ||
| 8 | Invesco Ltd. | 735,964 | 8,221,000 | 3.25% | ||
| 9 | SIT INVESTMENT ASSOCIATES INC | 560,837 | 6,265,000 | 2.47% | ||
| 10 | HighTower Advisors, LLC | 530,358 | 5,911,000 | 2.33% | ||
| 11 | Stevens First Principles Investment Advisors | 517,581 | 5,781,000 | 2.28% | ||
| 12 | NORTHERN CAPITAL MANAGEMENT LLC | 506,725 | 5,660,000 | 2.23% | ||
| 13 | Janney Montgomery Scott LLC | 491,677 | 5,492,000 | 2.17% | ||
| 14 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 360,964 | 4,032,000 | 1.59% | ||
| 15 | Advisors Asset Management, Inc. | 318,893 | 3,562,000 | 1.41% | ||
| 16 | UBS Group AG | 297,271 | 3,320,000 | 1.31% | ||
| 17 | Point View Wealth Management, Inc. | 287,247 | 3,209,000 | 1.27% | ||
| 18 | HL FINANCIAL SERVICES LLC | 267,984 | 2,993,000 | 1.18% | ||
| 19 | COHEN & STEERS, INC. | 248,038 | 2,771,000 | 1.09% | ||
| 20 | ROYAL BANK OF CANADA | 215,444 | 2,407,000 | 0.95% | ||
| 21 | ROBERTS GLORE & CO INC /IL/ | 211,208 | 2,359,000 | 0.93% | ||
| 22 | GRACE & WHITE INC /NY | 209,559 | 2,341,000 | 0.92% | ||
| 23 | Horizon Kinetics LLC | 145,224 | 1,623,000 | 0.64% | ||
| 24 | First Eagle Investment Management, LLC | 142,100 | 1,587,000 | 0.63% | ||
| 25 | Ancora Advisors LLC | 138,208 | 1,544,000 | 0.61% | ||
| 26 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 128,621 | 1,437,000 | 0.57% | ||
| 27 | RAYMOND JAMES & ASSOCIATES | 122,771 | 1,371,000 | 0.54% | ||
| 28 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 112,369 | 1,253,000 | 0.49% | ||
| 29 | USCA RIA LLC | 96,660 | 1,080,000 | 0.43% | ||
| 30 | North Star Investment Management Corp. | 74,761 | 835,000 | 0.33% | ||
| 31 | LPL Financial LLC | 52,254 | 584,000 | 0.23% | ||
| 32 | GUGGENHEIM CAPITAL LLC | 51,216 | 572,000 | 0.23% | ||
| 33 | MML INVESTORS SERVICES, INC. | 47,941 | 536,000 | 0.21% | ||
| 34 | Private Advisor Group, LLC | 43,436 | 485,000 | 0.19% | ||
| 35 | D.A. DAVIDSON & CO. | 40,587 | 453,000 | 0.18% | ||
| 36 | SG Americas Securities, LLC | 38,290 | 428,000 | 0.17% | ||
| 37 | MARINER INVESTMENT GROUP LLC | 35,187 | 393,000 | 0.16% | ||
| 38 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 32,909 | 367,000 | 0.14% | ||
| 39 | Thomas J. Herzfeld Advisors, Inc. | 30,700 | 343,000 | 0.14% | ||
| 40 | WEDBUSH SECURITIES INC | 30,424 | 340,000 | 0.13% | ||
| 41 | WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV | 25,153 | 281,000 | 0.11% | ||
| 42 | THRESHOLD GROUP LLC | 23,000 | 257,000 | 0.10% | ||
| 43 | DOLIVER ADVISORS, LP | 20,932 | 234,000 | 0.09% | ||
| 44 | PAYDEN & RYGEL | 19,600 | 219,000 | 0.09% | ||
| 45 | US BANCORP \DE\ | 17,943 | 201,000 | 0.08% | ||
| 46 | Diversified Investment Strategies, LLC | 14,600 | 163,000 | 0.06% | ||
| 47 | Fiera Capital Corp | 13,717 | 153,000 | 0.06% | ||
| 48 | Dynamic Advisor Solutions LLC | 13,590 | 152,000 | 0.06% | ||
| 49 | CSS LLC/IL | 13,339 | 149,000 | 0.06% | ||
| 50 | LEVIN CAPITAL STRATEGIES, L.P. | 11,070 | 124,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
