| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 449,480 | 5,502,000 | 18.74% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 378,039 | 4,627,000 | 15.76% | ||
| 3 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 325,139 | 3,980,000 | 13.56% | ||
| 4 | MORGAN STANLEY | 268,617 | 3,288,000 | 11.20% | ||
| 5 | Invesco Ltd. | 254,559 | 3,116,000 | 10.61% | ||
| 6 | RAYMOND JAMES & ASSOCIATES | 104,822 | 1,283,000 | 4.37% | ||
| 7 | GUGGENHEIM CAPITAL LLC | 81,987 | 1,004,000 | 3.42% | ||
| 8 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 77,704 | 951,000 | 3.24% | ||
| 9 | WELLS FARGO & COMPANY/MN | 69,982 | 857,000 | 2.92% | ||
| 10 | AQR CAPITAL MANAGEMENT LLC | 64,492 | 789,000 | 2.69% | ||
| 11 | SIT INVESTMENT ASSOCIATES INC | 59,353 | 726,000 | 2.47% | ||
| 12 | Creative Planning | 38,865 | 476,000 | 1.62% | ||
| 13 | ROYAL BANK OF CANADA | 33,858 | 414,000 | 1.41% | ||
| 14 | DOLIVER ADVISORS, LP | 31,230 | 382,000 | 1.30% | ||
| 15 | Commonwealth Equity Services, Inc | 30,643 | 375,000 | 1.28% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 30,186 | 370,000 | 1.26% | ||
| 17 | TFS CAPITAL LLC | 24,233 | 297,000 | 1.01% | ||
| 18 | CORNERSTONE ADVISORS INC | 22,173 | 271,000 | 0.92% | ||
| 19 | LPL Financial LLC | 12,611 | 154,000 | 0.52% | ||
| 20 | Shaker Financial Services, LLC | 11,238 | 138,000 | 0.47% | ||
| 21 | UBS AG | 9,944 | 122,000 | 0.42% | ||
| 22 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,450 | 67,000 | 0.23% | ||
| 23 | AMERICAN INTERNATIONAL GROUP, INC. | 4,000 | 48,960 | 0.17% | ||
| 24 | CITIGROUP INC | 3,478 | 43,000 | 0.15% | ||
| 25 | Bartlett & Co. LLC | 2,275 | 28,000 | 0.10% | ||
| 26 | NEXT Financial Group, Inc | 1,366 | 17,000 | 0.06% | ||
| 27 | MUFG Americas Holdings Corp | 863 | 11,000 | 0.04% | ||
| 28 | People's United Financial, Inc. | 500 | 6,000 | 0.02% | ||
| 29 | Hoxton Financial, Inc. | 365 | 4,000 | 0.01% | ||
| 30 | US BANCORP \DE\ | 338 | 4,000 | 0.01% | ||
| 31 | MSI Financial Services Inc | 298 | 4,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
