| 1 |
SIT INVESTMENT ASSOCIATES INC |
756,165 |
7,857,000 |
22.51% |
|
|
| 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
387,059 |
4,022,000 |
11.52% |
|
|
| 3 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
374,866 |
3,895,000 |
11.16% |
|
|
| 4 |
Saba Capital Management, L.P. |
283,780 |
2,948,000 |
8.45% |
|
|
| 5 |
DESCHUTES PORTFOLIO STRATEGY, LLC |
268,397 |
2,789,000 |
7.99% |
|
|
| 6 |
Invesco Ltd. |
260,141 |
2,702,000 |
7.74% |
|
|
| 7 |
MORGAN STANLEY |
167,722 |
1,743,000 |
4.99% |
|
|
| 8 |
AQR ARBITRAGE LLC |
99,071 |
1,029,000 |
2.95% |
|
|
| 9 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
97,623 |
1,014,000 |
2.90% |
|
|
| 10 |
WELLS FARGO & COMPANY/MN |
75,744 |
787,000 |
2.25% |
|
|
| 11 |
GUGGENHEIM CAPITAL LLC |
68,338 |
710,000 |
2.03% |
|
|
| 12 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
67,933 |
706,000 |
2.02% |
|
|
| 13 |
CITIGROUP INC |
66,327 |
689,000 |
1.97% |
|
|
| 14 |
Yorktown Management & Research Co Inc |
64,000 |
665,000 |
1.91% |
|
|
| 15 |
Creative Planning |
38,805 |
403,000 |
1.15% |
|
|
| 16 |
WEDBUSH SECURITIES INC |
35,794 |
372,000 |
1.07% |
|
|
| 17 |
BANK OF AMERICA CORP /DE/ |
27,350 |
284,000 |
0.81% |
|
|
| 18 |
RAYMOND JAMES & ASSOCIATES |
26,323 |
273,000 |
0.78% |
|
|
| 19 |
Commonwealth Equity Services, Inc |
25,816 |
268,000 |
0.77% |
|
|
| 20 |
Aviance Capital Partners, LLC |
23,012 |
239,000 |
0.68% |
|
|
| 21 |
Raymond James Financial Services Advisors, Inc. |
20,857 |
217,000 |
0.62% |
|
|
| 22 |
IFP ADVISORS, INC |
17,749 |
184,000 |
0.53% |
|
|
| 23 |
Round Table Services, LLC |
17,600 |
183,000 |
0.52% |
|
|
| 24 |
DEUTSCHE BANK AG\ |
17,500 |
181,000 |
0.52% |
|
|
| 25 |
Curi Capital, LLC |
15,676 |
163,000 |
0.47% |
|
|
| 26 |
LPL Financial LLC |
15,219 |
156,000 |
0.45% |
|
|
| 27 |
Shaker Financial Services, LLC |
12,102 |
126,000 |
0.36% |
|
|
| 28 |
UBS Group AG |
8,344 |
87,000 |
0.25% |
|
|
| 29 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
6,572 |
68,000 |
0.19% |
|
|
| 30 |
Thomas J. Herzfeld Advisors, Inc. |
4,506 |
47,000 |
0.13% |
|
|
| 31 |
AMERICAN INTERNATIONAL GROUP, INC. |
4,000 |
42,000 |
0.12% |
|
|
| 32 |
Bartlett & Co. LLC |
2,275 |
24,000 |
0.07% |
|
|
| 33 |
GUPTA WEALTH MANAGEMENT LLC |
1,000 |
10,000 |
0.03% |
|
|
| 34 |
MUFG Americas Holdings Corp |
660 |
7,000 |
0.02% |
|
|
| 35 |
NEXT Financial Group, Inc |
666 |
6,000 |
0.02% |
|
|
| 36 |
Hoxton Financial, Inc. |
365 |
4,000 |
0.01% |
|
|
| 37 |
PNC FINANCIAL SERVICES GROUP, INC. |
372 |
4,000 |
0.01% |
|
|
| 38 |
ROYAL BANK OF CANADA |
308 |
3,000 |
0.01% |
|
|
| 39 |
MSI Financial Services Inc |
4 |
0 |
0.00% |
|
|
| 40 |
US BANCORP \DE\ |
2 |
0 |
0.00% |
|
|
