| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 1,148,657 | 13,336,000 | 36.41% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 432,510 | 5,021,000 | 13.71% | ||
| 3 | Advisors Asset Management, Inc. | 337,332 | 3,916,000 | 10.69% | ||
| 4 | Saba Capital Management, L.P. | 256,714 | 2,980,000 | 8.14% | ||
| 5 | Invesco Ltd. | 184,126 | 2,138,000 | 5.84% | ||
| 6 | MORGAN STANLEY | 158,224 | 1,837,000 | 5.02% | ||
| 7 | GUGGENHEIM CAPITAL LLC | 119,400 | 1,386,000 | 3.78% | ||
| 8 | WELLS FARGO & COMPANY/MN | 67,013 | 778,000 | 2.12% | ||
| 9 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 66,075 | 767,000 | 2.09% | ||
| 10 | WEDBUSH SECURITIES INC | 55,942 | 649,000 | 1.77% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 48,931 | 568,000 | 1.55% | ||
| 12 | CITIGROUP INC | 43,590 | 506,000 | 1.38% | ||
| 13 | Creative Planning | 39,805 | 462,000 | 1.26% | ||
| 14 | RAYMOND JAMES & ASSOCIATES | 30,065 | 349,000 | 0.95% | ||
| 15 | Commonwealth Equity Services, Inc | 27,162 | 315,000 | 0.86% | ||
| 16 | Aviance Capital Partners, LLC | 22,176 | 257,000 | 0.70% | ||
| 17 | IFP ADVISORS, INC | 18,343 | 213,000 | 0.58% | ||
| 18 | Cetera Advisor Networks LLC | 16,000 | 186,000 | 0.51% | ||
| 19 | Shaker Financial Services, LLC | 14,507 | 168,000 | 0.46% | ||
| 20 | UBS Group AG | 14,044 | 163,000 | 0.45% | ||
| 21 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 13,474 | 157,000 | 0.43% | ||
| 22 | AQR ARBITRAGE LLC | 12,515 | 145,000 | 0.40% | ||
| 23 | Virtu KCG Holdings LLC | 11,490 | 133,000 | 0.36% | ||
| 24 | NEXT Financial Group, Inc | 4,571 | 53,000 | 0.14% | ||
| 25 | ADVISOR GROUP, INC. | 4,000 | 46,000 | 0.13% | ||
| 26 | ENVESTNET ASSET MANAGEMENT INC | 3,928 | 46,000 | 0.13% | ||
| 27 | Bartlett & Co. LLC | 2,275 | 26,000 | 0.07% | ||
| 28 | ROYAL BANK OF CANADA | 919 | 10,000 | 0.03% | ||
| 29 | MUFG Americas Holdings Corp | 660 | 8,000 | 0.02% | ||
| 30 | PNC FINANCIAL SERVICES GROUP, INC. | 372 | 4,000 | 0.01% | ||
| 31 | MSI Financial Services Inc | 170 | 2,000 | 0.01% | ||
| 32 | SEI INVESTMENTS CO | 61 | 1,000 | 0.00% | ||
| 33 | US BANCORP \DE\ | 2 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
