| 1 |
SIT INVESTMENT ASSOCIATES INC |
957,463 |
10,523,000 |
29.31% |
|
|
| 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
400,773 |
4,404,000 |
12.27% |
|
|
| 3 |
Saba Capital Management, L.P. |
283,780 |
3,119,000 |
8.69% |
|
|
| 4 |
Invesco Ltd. |
217,558 |
2,391,000 |
6.66% |
|
|
| 5 |
DESCHUTES PORTFOLIO STRATEGY, LLC |
193,884 |
2,131,000 |
5.94% |
|
|
| 6 |
MORGAN STANLEY |
191,979 |
2,110,000 |
5.88% |
|
|
| 7 |
Advisors Asset Management, Inc. |
187,634 |
2,062,000 |
5.74% |
|
|
| 8 |
GUGGENHEIM CAPITAL LLC |
74,168 |
815,000 |
2.27% |
|
|
| 9 |
WELLS FARGO & COMPANY/MN |
68,619 |
754,000 |
2.10% |
|
|
| 10 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
66,358 |
729,000 |
2.03% |
|
|
| 11 |
Laurion Capital Management LP |
63,296 |
696,000 |
1.94% |
|
|
| 12 |
AQR ARBITRAGE LLC |
54,506 |
599,000 |
1.67% |
|
|
| 13 |
BANK OF AMERICA CORP /DE/ |
47,528 |
522,000 |
1.45% |
|
|
| 14 |
CITIGROUP INC |
45,472 |
500,000 |
1.39% |
|
|
| 15 |
WEDBUSH SECURITIES INC |
45,269 |
498,000 |
1.39% |
|
|
| 16 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
42,275 |
465,000 |
1.30% |
|
|
| 17 |
Creative Planning |
38,805 |
426,000 |
1.19% |
|
|
| 18 |
DEUTSCHE BANK AG\ |
37,500 |
412,000 |
1.15% |
|
|
| 19 |
Shaker Financial Services, LLC |
32,245 |
354,000 |
0.99% |
|
|
| 20 |
Aviance Capital Partners, LLC |
30,466 |
335,000 |
0.93% |
|
|
| 21 |
RAYMOND JAMES & ASSOCIATES |
26,596 |
292,000 |
0.81% |
|
|
| 22 |
Commonwealth Equity Services, Inc |
26,263 |
289,000 |
0.80% |
|
|
| 23 |
SENTINEL TRUST CO LBA |
24,100 |
265,000 |
0.74% |
|
|
| 24 |
Virtu KCG Holdings LLC |
21,033 |
231,000 |
0.64% |
|
|
| 25 |
TFS CAPITAL LLC |
19,676 |
216,000 |
0.60% |
|
|
| 26 |
IFP ADVISORS, INC |
18,343 |
202,000 |
0.56% |
|
|
| 27 |
Round Table Services, LLC |
17,600 |
193,000 |
0.54% |
|
|
| 28 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
13,120 |
144,000 |
0.40% |
|
|
| 29 |
UBS Group AG |
6,070 |
67,000 |
0.19% |
|
|
| 30 |
ENVESTNET ASSET MANAGEMENT INC |
4,101 |
45,000 |
0.13% |
|
|
| 31 |
ADVISOR GROUP, INC. |
4,000 |
43,000 |
0.12% |
|
|
| 32 |
Bartlett & Co. LLC |
2,275 |
25,000 |
0.07% |
|
|
| 33 |
Thomas J. Herzfeld Advisors, Inc. |
2,196 |
24,000 |
0.07% |
|
|
| 34 |
NEXT Financial Group, Inc |
666 |
7,000 |
0.02% |
|
|
| 35 |
MUFG Americas Holdings Corp |
660 |
7,000 |
0.02% |
|
|
| 36 |
ROYAL BANK OF CANADA |
400 |
4,000 |
0.01% |
|
|
| 37 |
PNC FINANCIAL SERVICES GROUP, INC. |
372 |
4,000 |
0.01% |
|
|
| 38 |
WOLVERINE TRADING LP /BD |
52 |
567 |
0.00% |
|
|
| 39 |
US BANCORP \DE\ |
2 |
0 |
0.00% |
|
|
| 40 |
MSI Financial Services Inc |
4 |
0 |
0.00% |
|
|
