| 1 |
Saba Capital Management, L.P. |
433,944 |
4,951,000 |
17.47% |
|
|
| 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
378,039 |
4,313,000 |
15.22% |
|
|
| 3 |
Invesco Ltd. |
366,334 |
4,179,000 |
14.75% |
|
|
| 4 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
350,853 |
4,003,000 |
14.13% |
|
|
| 5 |
MORGAN STANLEY |
272,915 |
3,114,000 |
10.99% |
|
|
| 6 |
GUGGENHEIM CAPITAL LLC |
93,340 |
1,065,000 |
3.76% |
|
|
| 7 |
AQR CAPITAL MANAGEMENT LLC |
77,125 |
880,000 |
3.11% |
|
|
| 8 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
76,304 |
871,000 |
3.07% |
|
|
| 9 |
WELLS FARGO & COMPANY/MN |
69,672 |
795,000 |
2.81% |
|
|
| 10 |
DOLIVER ADVISORS, LP |
39,418 |
449,000 |
1.58% |
|
|
| 11 |
Creative Planning |
38,805 |
443,000 |
1.56% |
|
|
| 12 |
SIT INVESTMENT ASSOCIATES INC |
38,068 |
434,000 |
1.53% |
|
|
| 13 |
RAYMOND JAMES & ASSOCIATES |
37,531 |
428,000 |
1.51% |
|
|
| 14 |
Commonwealth Equity Services, Inc |
29,852 |
341,000 |
1.20% |
|
|
| 15 |
BOOTHBAY FUND MANAGEMENT, LLC |
25,049 |
286,000 |
1.01% |
|
|
| 16 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
24,450 |
279,000 |
0.98% |
|
|
| 17 |
BANK OF AMERICA CORP /DE/ |
23,576 |
269,000 |
0.95% |
|
|
| 18 |
SG Americas Securities, LLC |
22,623 |
258,000 |
0.91% |
|
|
| 19 |
CORNERSTONE ADVISORS INC |
17,096 |
195,000 |
0.69% |
|
|
| 20 |
TFS CAPITAL LLC |
16,208 |
185,000 |
0.65% |
|
|
| 21 |
LPL Financial LLC |
10,863 |
124,000 |
0.44% |
|
|
| 22 |
UBS Group AG |
10,264 |
117,000 |
0.41% |
|
|
| 23 |
CITIGROUP INC |
8,475 |
97,000 |
0.34% |
|
|
| 24 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
6,990 |
80,000 |
0.28% |
|
|
| 25 |
AMERICAN INTERNATIONAL GROUP, INC. |
4,000 |
45,640 |
0.16% |
|
|
| 26 |
PANAGORA ASSET MANAGEMENT INC |
3,969 |
45,000 |
0.16% |
|
|
| 27 |
ROYAL BANK OF CANADA |
2,481 |
29,000 |
0.10% |
|
|
| 28 |
Bartlett & Co. LLC |
2,275 |
26,000 |
0.09% |
|
|
| 29 |
MUFG Americas Holdings Corp |
863 |
10,000 |
0.04% |
|
|
| 30 |
NEXT Financial Group, Inc |
666 |
8,000 |
0.03% |
|
|
| 31 |
Stratos Wealth Partners, LTD. |
602 |
6,869 |
0.02% |
|
|
| 32 |
People's United Financial, Inc. |
500 |
6,000 |
0.02% |
|
|
| 33 |
Hoxton Financial, Inc. |
365 |
4,000 |
0.01% |
|
|
| 34 |
MSI Financial Services Inc |
294 |
3,000 |
0.01% |
|
|
