| 1 |
Invesco Ltd. |
409,666 |
4,027,000 |
15.82% |
|
|
| 2 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
390,370 |
3,837,000 |
15.07% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
386,959 |
3,804,000 |
14.94% |
|
|
| 4 |
Saba Capital Management, L.P. |
255,656 |
2,513,000 |
9.87% |
|
|
| 5 |
SIT INVESTMENT ASSOCIATES INC |
253,951 |
2,496,000 |
9.80% |
|
|
| 6 |
MORGAN STANLEY |
171,501 |
1,685,000 |
6.62% |
|
|
| 7 |
AQR ARBITRAGE LLC |
88,675 |
872,000 |
3.42% |
|
|
| 8 |
GUGGENHEIM CAPITAL LLC |
83,301 |
818,000 |
3.21% |
|
|
| 9 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
70,804 |
696,000 |
2.73% |
|
|
| 10 |
WELLS FARGO & COMPANY/MN |
70,790 |
696,000 |
2.73% |
|
|
| 11 |
Yorktown Management & Research Co Inc |
64,000 |
629,000 |
2.47% |
|
|
| 12 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
60,729 |
597,000 |
2.34% |
|
|
| 13 |
CITIGROUP INC |
50,777 |
499,000 |
1.96% |
|
|
| 14 |
Creative Planning |
38,805 |
381,000 |
1.50% |
|
|
| 15 |
DOLIVER ADVISORS, LP |
32,692 |
321,000 |
1.26% |
|
|
| 16 |
Commonwealth Equity Services, Inc |
31,702 |
312,000 |
1.23% |
|
|
| 17 |
RAYMOND JAMES & ASSOCIATES |
30,264 |
297,000 |
1.17% |
|
|
| 18 |
BANK OF AMERICA CORP /DE/ |
29,671 |
292,000 |
1.15% |
|
|
| 19 |
Round Table Services, LLC |
17,600 |
173,000 |
0.68% |
|
|
| 20 |
WEDBUSH SECURITIES INC |
17,232 |
169,000 |
0.66% |
|
|
| 21 |
UBS Group AG |
14,467 |
142,000 |
0.56% |
|
|
| 22 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
7,078 |
70,000 |
0.27% |
|
|
| 23 |
AMERICAN INTERNATIONAL GROUP, INC. |
4,000 |
39,000 |
0.15% |
|
|
| 24 |
WOLVERINE ASSET MANAGEMENT LLC |
3,215 |
31,000 |
0.12% |
|
|
| 25 |
Bartlett & Co. LLC |
2,275 |
22,000 |
0.09% |
|
|
| 26 |
PNC FINANCIAL SERVICES GROUP, INC. |
1,111 |
11,000 |
0.04% |
|
|
| 27 |
GUPTA WEALTH MANAGEMENT LLC |
1,000 |
10,000 |
0.04% |
|
|
| 28 |
ROYAL BANK OF CANADA |
654 |
6,000 |
0.02% |
|
|
| 29 |
MUFG Americas Holdings Corp |
660 |
6,000 |
0.02% |
|
|
| 30 |
NEXT Financial Group, Inc |
666 |
6,000 |
0.02% |
|
|
| 31 |
Hoxton Financial, Inc. |
365 |
4,000 |
0.02% |
|
|
| 32 |
US BANCORP \DE\ |
2 |
0 |
0.00% |
|
|
| 33 |
MSI Financial Services Inc |
4 |
0 |
0.00% |
|
|
