| 1 |
Invesco Ltd. |
400,431 |
4,541,000 |
16.76% |
|
|
| 2 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
379,393 |
4,302,000 |
15.88% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
378,039 |
4,287,000 |
15.82% |
|
|
| 4 |
Saba Capital Management, L.P. |
291,794 |
3,309,000 |
12.21% |
|
|
| 5 |
MORGAN STANLEY |
229,040 |
2,597,000 |
9.59% |
|
|
| 6 |
GUGGENHEIM CAPITAL LLC |
103,035 |
1,168,000 |
4.31% |
|
|
| 7 |
AQR ARBITRAGE LLC |
94,471 |
1,071,000 |
3.95% |
|
|
| 8 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
75,354 |
855,000 |
3.16% |
|
|
| 9 |
WELLS FARGO & COMPANY/MN |
73,717 |
836,000 |
3.09% |
|
|
| 10 |
Yorktown Management & Research Co Inc |
55,123 |
625,000 |
2.31% |
|
|
| 11 |
CITIGROUP INC |
47,798 |
542,000 |
2.00% |
|
|
| 12 |
Creative Planning |
38,805 |
440,000 |
1.62% |
|
|
| 13 |
SIT INVESTMENT ASSOCIATES INC |
38,068 |
432,000 |
1.59% |
|
|
| 14 |
Commonwealth Equity Services, Inc |
30,413 |
345,000 |
1.27% |
|
|
| 15 |
RAYMOND JAMES & ASSOCIATES |
27,017 |
306,000 |
1.13% |
|
|
| 16 |
BANK OF AMERICA CORP /DE/ |
23,289 |
264,000 |
0.97% |
|
|
| 17 |
DOLIVER ADVISORS, LP |
18,698 |
212,000 |
0.78% |
|
|
| 18 |
Round Table Services, LLC |
17,600 |
200,000 |
0.74% |
|
|
| 19 |
CORNERSTONE ADVISORS INC |
14,796 |
168,000 |
0.62% |
|
|
| 20 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
11,095 |
126,000 |
0.47% |
|
|
| 21 |
LPL Financial LLC |
10,571 |
120,000 |
0.44% |
|
|
| 22 |
UBS Group AG |
8,888 |
101,000 |
0.37% |
|
|
| 23 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
6,990 |
79,000 |
0.29% |
|
|
| 24 |
AMERICAN INTERNATIONAL GROUP, INC. |
4,000 |
45,360 |
0.17% |
|
|
| 25 |
Bartlett & Co. LLC |
2,275 |
26,000 |
0.10% |
|
|
| 26 |
PANAGORA ASSET MANAGEMENT INC |
1,987 |
23,000 |
0.08% |
|
|
| 27 |
ROYAL BANK OF CANADA |
1,208 |
14,000 |
0.05% |
|
|
| 28 |
PNC FINANCIAL SERVICES GROUP, INC. |
1,262 |
14,000 |
0.05% |
|
|
| 29 |
GUPTA WEALTH MANAGEMENT LLC |
1,000 |
11,000 |
0.04% |
|
|
| 30 |
MUFG Americas Holdings Corp |
902 |
10,000 |
0.04% |
|
|
| 31 |
NEXT Financial Group, Inc |
666 |
7,000 |
0.03% |
|
|
| 32 |
People's United Financial, Inc. |
500 |
6,000 |
0.02% |
|
|
| 33 |
Hoxton Financial, Inc. |
365 |
4,000 |
0.01% |
|
|
| 34 |
MSI Financial Services Inc |
294 |
3,000 |
0.01% |
|
|
| 35 |
Tower Research Capital LLC (TRC) |
200 |
2,000 |
0.01% |
|
|
