| 1 |
SIT INVESTMENT ASSOCIATES INC |
548,752 |
5,531,000 |
17.51% |
|
|
| 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
386,959 |
3,901,000 |
12.35% |
|
|
| 3 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
374,665 |
3,777,000 |
11.95% |
|
|
| 4 |
Invesco Ltd. |
325,867 |
3,284,000 |
10.39% |
|
|
| 5 |
DESCHUTES PORTFOLIO STRATEGY, LLC |
279,990 |
2,822,000 |
8.93% |
|
|
| 6 |
Saba Capital Management, L.P. |
255,656 |
2,577,000 |
8.16% |
|
|
| 7 |
MORGAN STANLEY |
202,511 |
2,042,000 |
6.46% |
|
|
| 8 |
AQR ARBITRAGE LLC |
102,570 |
1,034,000 |
3.27% |
|
|
| 9 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
83,028 |
837,000 |
2.65% |
|
|
| 10 |
GUGGENHEIM CAPITAL LLC |
76,517 |
771,000 |
2.44% |
|
|
| 11 |
WELLS FARGO & COMPANY/MN |
69,932 |
704,000 |
2.23% |
|
|
| 12 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
69,469 |
700,000 |
2.22% |
|
|
| 13 |
Yorktown Management & Research Co Inc |
64,000 |
645,000 |
2.04% |
|
|
| 14 |
CITIGROUP INC |
44,378 |
447,000 |
1.41% |
|
|
| 15 |
Creative Planning |
38,805 |
391,000 |
1.24% |
|
|
| 16 |
RAYMOND JAMES & ASSOCIATES |
26,278 |
265,000 |
0.84% |
|
|
| 17 |
BANK OF AMERICA CORP /DE/ |
25,451 |
256,000 |
0.81% |
|
|
| 18 |
DOLIVER ADVISORS, LP |
24,950 |
251,000 |
0.79% |
|
|
| 19 |
WEDBUSH SECURITIES INC |
24,182 |
244,000 |
0.77% |
|
|
| 20 |
IFP ADVISORS, INC |
17,749 |
179,000 |
0.57% |
|
|
| 21 |
Round Table Services, LLC |
17,600 |
177,000 |
0.56% |
|
|
| 22 |
LPL Financial LLC |
15,559 |
157,000 |
0.50% |
|
|
| 23 |
Squarepoint Ops LLC |
14,000 |
141,000 |
0.45% |
|
|
| 24 |
Virtu KCG Holdings LLC |
12,117 |
122,000 |
0.39% |
|
|
| 25 |
UBS Group AG |
11,643 |
118,000 |
0.37% |
|
|
| 26 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
6,575 |
66,000 |
0.21% |
|
|
| 27 |
Thomas J. Herzfeld Advisors, Inc. |
4,506 |
45,000 |
0.14% |
|
|
| 28 |
AMERICAN INTERNATIONAL GROUP, INC. |
4,000 |
40,000 |
0.13% |
|
|
| 29 |
Bartlett & Co. LLC |
2,275 |
23,000 |
0.07% |
|
|
| 30 |
GUPTA WEALTH MANAGEMENT LLC |
1,000 |
10,000 |
0.03% |
|
|
| 31 |
Tower Research Capital LLC (TRC) |
795 |
8,000 |
0.03% |
|
|
| 32 |
MUFG Americas Holdings Corp |
660 |
7,000 |
0.02% |
|
|
| 33 |
NEXT Financial Group, Inc |
666 |
6,000 |
0.02% |
|
|
| 34 |
PNC FINANCIAL SERVICES GROUP, INC. |
372 |
4,000 |
0.01% |
|
|
| 35 |
Hoxton Financial, Inc. |
365 |
4,000 |
0.01% |
|
|
| 36 |
ROYAL BANK OF CANADA |
445 |
4,000 |
0.01% |
|
|
| 37 |
ALLEGIS INVESTMENT ADVISORS, LLC |
366 |
4,000 |
0.01% |
|
|
| 38 |
US BANCORP \DE\ |
2 |
0 |
0.00% |
|
|
| 39 |
MSI Financial Services Inc |
4 |
0 |
0.00% |
|
|
